| 22-00958 | 04/03/2023 | Claimant(s): Girard Courbois
Claimant Lawyers(s): Leo K. Barnes
Respondent(s): Philip Pursino, Pursino Advisory Group LLC
Respondent Lawyers(s): Philip Pursino
Arbitrator(s): Seth T. Taube, Richard Gee, John Warner Lowe
Hearing Site: New York, NY
|  | $200,000 |
| 20-00030 | 03/31/2023 | Claimant(s): Fran Rooney
Claimant Lawyers(s): Lawrence R. Gelber
Respondent(s): Alex Shtaynberger, James Ahern, John Coolong, Matthew Eitner, Laidlaw & Company (Uk) Ltd.
Respondent Lawyers(s): Richard J. Babnick
Arbitrator(s): Eva H. Posman, Paul Bennett Marrow, Clara Schwabe
Hearing Site: New York, NY
| | $57,750 |
| 22-02307 | 03/30/2023 | Claimant(s): Spartan Capital Securities
Claimant Lawyers(s): Robert Rabinowitz
Respondent(s): Eric Baron
Respondent Lawyers(s): Eric Scott Baron
Arbitrator(s): Roger M. Deitz
Hearing Site: New York, NY
| | |
| 22-02206 | 03/30/2023 | Claimant(s): Andrea Tessler, Seymour Zises
Claimant Lawyers(s): David I. Hantman
Respondent(s): Family Management Securities
Respondent Lawyers(s): Philip Frank
Arbitrator(s): Amy Jill Baranoff
Hearing Site: New York, NY
| | |
| 22-02318 | 03/22/2023 | Claimant(s): Spartan Capital Securities
Claimant Lawyers(s): Robert Rabinowitz
Respondent(s): Tariq Sales
Respondent Lawyers(s): Tariq Muhammed Sales
Arbitrator(s): David Sorokoff
Hearing Site: New York, NY
| | |
| 22-00544 | 03/21/2023 | Claimant(s): Jordan Young
Claimant Lawyers(s): Jordan Young
Respondent(s): Robinhood Financial.
Respondent Lawyers(s): Richard J. Davis
Arbitrator(s): Richard Lee Mansdoerfer, Vaughn Norman Browne, Ann Judith Gellis
Hearing Site: New York, NY
| | $0 |
| 22-01555 | 03/16/2023 | Claimant(s): Jeffrey Weiner
Claimant Lawyers(s): Brian Kennedy
Respondent(s): MML Investors Services
Respondent Lawyers(s): Julie E. Ravis
Arbitrator(s): David Sorokoff, Clive I. Morrick, Andrew Robert Kosloff
Hearing Site: New York, NY
| | |
| 19-02663 | 03/14/2023 | Claimant(s): David Worby
Claimant Lawyers(s): Jacob H. Zamansky
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Joseph Serino
Arbitrator(s): Nancy Kramer, Paul Vaygen, Cynthia Kouril
Hearing Site: New York, NY
| | Expungement |
| 22-00653 | 03/10/2023 | Claimant(s): Oscar Starker, Powernet
Claimant Lawyers(s): Oscar Starker
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Steven Gary Leventhal
Hearing Site: New York, NY
| | $0 |
| 19-02158 | 03/08/2023 | Claimant(s): Jefferies LLC
Claimant Lawyers(s): Andrew J. Shapren
Respondent(s): Patrick McCarthy
Respondent Lawyers(s): Pearl Zuchlewski
Arbitrator(s): Bernard A. Kesselman, Elizabeth Gilbert, William A. Rome
Hearing Site: New York, NY
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