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FINRA Awards for Philip Frank

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0220603/30/2023Claimant(s): Andrea Tessler, Seymour Zises
Claimant Lawyers(s): David I. Hantman
Respondent(s): Family Management Securities
Respondent Lawyers(s): Philip Frank
Arbitrator(s): Amy Jill Baranoff
Hearing Site: New York, NY

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