| 09-01788 | 02/04/2010 | Claimant(s): Todd Silbergeld
Claimant Lawyers(s): Todd F. Silbergeld
Respondent(s): Brean Murray, Carret & Co., Llc.
Respondent Lawyers(s): Jason Canales
Arbitrator(s): Theodor Brown
Hearing Site: New York, NY
| | |
| 09-01970 | 02/04/2010 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Jason Warner
Respondent(s): Adam Wachtel
Respondent Lawyers(s): Michael C. Farkas
Arbitrator(s): Susan C. Lushing, Martin L. Feinberg, J. Scott Colesanti
Hearing Site: New York, NY
| | |
| 09-01893 | 02/04/2010 | Claimant(s): Carol Belinkie
Claimant Lawyers(s): Carol I. Belinkie
Respondent(s): Thomas Hill
Respondent Lawyers(s): Steven G. Leventhal
Arbitrator(s): Sandra J. Mullings
Hearing Site: New York, NY
|  | Expungement |
| 08-04143 | 02/03/2010 | Claimant(s): Credit Suisse Securities (USA) LLC
Claimant Lawyers(s): Mary Gail Gearns
Respondent(s): Vita Health of America
Respondent Lawyers(s): Ronald Feldstein
Arbitrator(s): Howard Breindel, Lynne M. Reid-McQueen, Judith C. Greene
Hearing Site: New York, NY
| | $0 |
| 09-04628 | 02/01/2010 | Claimant(s): America's Choice Equities LLC
Claimant Lawyers(s): Raymond Nardo
Respondent(s): Stephen Liotta
Respondent Lawyers(s): Stephen Michael Liotta
Arbitrator(s): Martin H. Zern
Hearing Site: New York, NY
| | |
| 09-04074 | 01/25/2010 | Claimant(s): Robert G. Kurzman and Carol E. Kurzman
Claimant Lawyers(s): Robert G. Kurzman
Respondent(s): Deutsche Bank Securities., Erik Fiebert
Respondent Lawyers(s): Joshua Klein
Arbitrator(s): Elizabeth Gilbert
Hearing Site: New York, NY
| | $25,213 |
| 09-02113 | 01/21/2010 | Claimant(s): Louise Wiener, Stanley Schneider
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Frank Rutan
Respondent Lawyers(s): Richard A. Levan
Arbitrator(s): Marilyn J. Salzman, Alice J. P. Lee-Getman, Brian F Loveman
Hearing Site: New York, NY
| | $0 |
| 09-01094 | 01/19/2010 | Claimant(s): Fredi Queen
Claimant Lawyers(s): David H. Ledgin
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Joseph L. Calabrese
Arbitrator(s): Vicki Z. Holleman, Michael F. Fitzgerald, Alvin Green
Hearing Site: New York, NY
| | $0 |
| 09-03229 | 01/14/2010 | Claimant(s): Maxim Group LLC
Claimant Lawyers(s): Christopher G. Massey
Respondent(s): Yachtz Winch
Respondent Lawyers(s): Yachtz Radcliff Winch
Arbitrator(s): Marvin G. Pickholz
Hearing Site: New York, NY
| | |
| 09-00866 | 01/14/2010 | Claimant(s): Lillian August
Claimant Lawyers(s): Gregory S. Mertz
Respondent(s): Wedbush Securities Inc., Debbie Saleh, Ronald Vogel
Respondent Lawyers(s): Debbie Michelle Saleh, John W. Stenson
Arbitrator(s): Fred S. Pieroni, Marleen H. Levi, Bernard Korman
Hearing Site: New York, NY
| | Expungement |
