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FINRA Awards for America's Choice Equities LLC

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0037810/09/2018Claimant(s): Jerry Duke
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Ralph Principe, America's Choice Equities LLC
Respondent Lawyers(s): Michael Gilmore
Arbitrator(s): Richard E. Lauziere, Jim Geiger, Joseph J. Dougherty
Hearing Site: Wilmington, DE
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13-0168211/06/2013Claimant(s): America's Choice Equities LLC
Claimant Lawyers(s): Ralph A. Principe
Respondent(s): Andrew Rosenbaum
Respondent Lawyers(s): Andrew Scott Rosenbaum
Arbitrator(s): Elena G. Rodriguez
Hearing Site: Boca Raton, FL
13-0049309/20/2013Claimant(s): America's Choice Equities LLC
Claimant Lawyers(s): Ralph A. Principe
Respondent(s): Michael Moore
Respondent Lawyers(s): Michael Todd Moore
Arbitrator(s): Marc T. Danon
Hearing Site: Boca Raton, FL
09-0462802/01/2010Claimant(s): America's Choice Equities LLC
Claimant Lawyers(s): Raymond Nardo
Respondent(s): Stephen Liotta
Respondent Lawyers(s): Stephen Michael Liotta
Arbitrator(s): Martin H. Zern
Hearing Site: New York, NY

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