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FINRA Awards for Ralph A. Principe

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0168211/06/2013Claimant(s): America's Choice Equities LLC
Claimant Lawyers(s): Ralph A. Principe
Respondent(s): Andrew Rosenbaum
Respondent Lawyers(s): Andrew Scott Rosenbaum
Arbitrator(s): Elena G. Rodriguez
Hearing Site: Boca Raton, FL
13-0049309/20/2013Claimant(s): America's Choice Equities LLC
Claimant Lawyers(s): Ralph A. Principe
Respondent(s): Michael Moore
Respondent Lawyers(s): Michael Todd Moore
Arbitrator(s): Marc T. Danon
Hearing Site: Boca Raton, FL

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