| 07-00610 | 03/26/2010 | Claimant(s): Ladi Adebonojo
Claimant Lawyers(s): Richard V. Kanter
Respondent(s): SBK-Brooks Investment Corp.
Respondent Lawyers(s): Dexter B. Johnson
Arbitrator(s): Stephen J. Storen
Hearing Site: New York, NY
| | |
| 09-02247 | 03/26/2010 | Claimant(s): Milford Muchnick
Claimant Lawyers(s): Henry T. Nguyen
Respondent(s): Morgan Stanley & Co., William Knowles
Respondent Lawyers(s): August "Jaime" H. Schupp
Arbitrator(s): David F. Greenberg, Peter A. Goldman, Saul Scheier
Hearing Site: New York, NY
|  | $72,000 |
| 06-02954 | 03/24/2010 | Claimant(s): Cantor Fitzgerald Securities
Claimant Lawyers(s): Francis X. Riley
Respondent(s): Refco Securities
Respondent Lawyers(s): Arthur H. Ruegger
Arbitrator(s): Thomas E. Duggan, Daniel B. Berkson, Lois M. Goldstein
Hearing Site: New York, NY
| | |
| 08-04211 | 03/24/2010 | Claimant(s): Claudia Srour
Claimant Lawyers(s): James C. Jones
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kenneth I. Schacter
Arbitrator(s): Joel P. Mellis, Michael S. Lazan, Howard L. Haykin
Hearing Site: New York, NY
| | |
| 09-05199 | 03/24/2010 | Claimant(s): Rohinton Bulsara
Claimant Lawyers(s): Rohinton B. Bulsara
Respondent(s): First Asian Securities Corporation
Respondent Lawyers(s): Venketachalam Parameswaran
Arbitrator(s): Mary Ellen Burns
Hearing Site: New York, NY
| | |
| 09-01421 | 03/24/2010 | Claimant(s): Irving Scharff
Claimant Lawyers(s): Irving Scharff
Respondent(s): Wachovia Securities, Edward Mercier, A.G. Edwards & Sons.
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Peter P. Skomorowsky
Hearing Site: New York, NY
| | $0 |
| 08-04191 | 03/23/2010 | Claimant(s): David Pichler
Claimant Lawyers(s): Leonard B. Pack
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Katrina L. Baker
Arbitrator(s): Diane Getzler, Catherine Ladnier, Alejandro Miguel Garro
Hearing Site: New York, NY
| | |
| 09-04250 | 03/23/2010 | Claimant(s): Shea Schulman
Claimant Lawyers(s): Lisa Catalano
Respondent(s): Laurence Levy, Edward Jones
Respondent Lawyers(s): Mark G. Vaughan
Arbitrator(s): Martin Jay Siegel
Hearing Site: New York, NY
| | $19,029 |
| 09-04998 | 03/23/2010 | Claimant(s): Stifel, Nicolaus & Co..
Claimant Lawyers(s): Jeffrey C. Primiano
Respondent(s): Anthony Amato, Irene Kim
Respondent Lawyers(s): Ross P. Solomon, Thomas J. Rossi
Arbitrator(s): Henry F. Minnerop, Roger M. Deitz, Arthur D. Sporn
Hearing Site: New York, NY
| | $0 |
| 09-00389 | 03/22/2010 | Claimant(s): Royal Alliance Associates.
Claimant Lawyers(s): Gregory M. Curley
Respondent(s): Jacqueline Prue, Sherman Wang
Respondent Lawyers(s): Jacqueline Smith Prue, Sherman William Wang
Arbitrator(s): Edith M. Gunn, Ellen Slipp, Jerry M. Greenspan
Hearing Site: New York, NY
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