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FINRA Awards for Katrina L. Baker

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0419103/23/2010Claimant(s): David Pichler
Claimant Lawyers(s): Leonard B. Pack
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Katrina L. Baker
Arbitrator(s): Diane Getzler, Catherine Ladnier, Alejandro Miguel Garro
Hearing Site: New York, NY

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