| 17-01521 | 12/15/2017 | Claimant(s): Grigoriy Muladzhanov
Claimant Lawyers(s): Grigoriy Muladzhanov
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey J. Kmoch
Arbitrator(s): Elizabeth Gilbert
Hearing Site: New York, NY
| | |
| 17-01683 | 12/14/2017 | Claimant(s): Howard Puro
Claimant Lawyers(s): Howard Puro
Respondent(s): Christopher Mulville, Matthew Kirby, Fidelity Brokerage Services LLC
Respondent Lawyers(s): Kimberly Stone
Arbitrator(s): Harvey Barrison
Hearing Site: New York, NY
|  | $175 |
| 15-00970 | 12/13/2017 | Claimant(s): Marc Levy
Claimant Lawyers(s): John D. Singer
Respondent(s): MetLife Securities Inc.
Respondent Lawyers(s): Martin Harris
Arbitrator(s): Nancy Plesser Wendell, Phillip Weitzman
Hearing Site: New York, NY
| | |
| 16-01110 | 12/13/2017 | Claimant(s): Tyre Newsome
Claimant Lawyers(s): Tyre F. Newsome
Respondent(s): Garden State Securities.
Respondent Lawyers(s): Robert I. Rabinowitz
Arbitrator(s): Stephen J. Storen, Anthony Michael Sabino, William A. Rome
Hearing Site: New York, NY
| | |
| 16-01005 | 12/12/2017 | Claimant(s): Jollene Austin
Claimant Lawyers(s): Christina Giorgio
Respondent(s): John Tarpinian
Respondent Lawyers(s): Gregory S. Sparer
Arbitrator(s): Susan C. Lushing, David S. Billet, Kevin B. Naughten
Hearing Site: New York, NY
| | |
| 17-01731 | 12/12/2017 | Claimant(s): James Guber
Claimant Lawyers(s): James Lee Guber
Respondent(s): FBR Capital Markets & Co.
Respondent Lawyers(s): Richard C. Szuch
Arbitrator(s): Wayne I. Harris
Hearing Site: New York, NY
| | |
| 16-02191 | 12/12/2017 | Claimant(s): Elaine Nester
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Joseph J. Arata
Hearing Site: New York, NY
| | Expungement |
| 17-01464 | 12/11/2017 | Claimant(s): Joseph Bancheri, Michael Lupton
Claimant Lawyers(s): Scott Holcomb
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): J. Burke McCormick
Arbitrator(s): Joan M. Traub, Annamaria Boccia Smith, Sean F. Monahan
Hearing Site: New York, NY
| | |
| 17-01094 | 12/05/2017 | Claimant(s): Thomas Kelly
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Eastbrook Capital Group LLC
Respondent Lawyers(s): Coporate Officer
Arbitrator(s): Madelon M. Rosenfeld
Hearing Site: New York, NY
| | |
| 16-02897 | 11/30/2017 | Claimant(s): Leonard Demontagnac
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Nomura Securities International.
Respondent Lawyers(s): Joel Chernov
Arbitrator(s): Richard E. Castiglioni, Amy Banet, Eric Mattison Rosenberg
Hearing Site: New York, NY
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