| 14-00278 | 12/05/2018 | Claimant(s): Christopher Tisi
Claimant Lawyers(s): John D. Singer
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Thomas B. Lewis
Arbitrator(s): Martin Jay Siegel, Sherri L. Hughes, John Michael Bergin
Hearing Site: New York, NY
| | |
| 17-02425 | 12/05/2018 | Claimant(s): Eugene Gennarelli
Claimant Lawyers(s): Adam Gana
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Kent L. Benziger, Jay Alan Kranis
Hearing Site: New York, NY
|  | Expungement |
| 18-00815 | 12/04/2018 | Claimant(s): Vincent Camarda
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): A. Rene Hollyer
Hearing Site: New York, NY
| | |
| 18-01690 | 11/29/2018 | Claimant(s): Tastyworks.
Claimant Lawyers(s): John J. Muldoon
Respondent(s): Soo Park
Respondent Lawyers(s): Soo Park
Arbitrator(s): Kent L. Benziger
Hearing Site: New York, NY
| | $0 |
| 18-00292 | 11/29/2018 | Claimant(s): Damany Henry
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Eastbrook Capital Group LLC
Respondent Lawyers(s): Legal Department or Compliance Officer
Arbitrator(s): Susan C. Lushing
Hearing Site: New York, NY
| | |
| 18-01312 | 11/28/2018 | Claimant(s): Jennifer Hatch
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Thomas J. Cahill
Arbitrator(s): Robert E. Anderson
Hearing Site: New York, NY
| | |
| 18-01783 | 11/26/2018 | Claimant(s): Peter Schwartz
Claimant Lawyers(s): Peter Augustine Schwartz
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Michael S. Hanan
Arbitrator(s): Elliot Berman, Marion F. Posner, Candi Marie Halbert
Hearing Site: New York, NY
| | |
| 18-02021 | 11/26/2018 | Claimant(s): Eli Levy
Claimant Lawyers(s): Avrum Aaron
Respondent(s): Alpine Securities Corporation
Respondent Lawyers(s): Michael Cruz
Arbitrator(s): John F. Duane
Hearing Site: New York, NY
| | $38 |
| 16-02302 | 11/23/2018 | Claimant(s): Brandon Gold, Brittany Gold, Nicole Gold, Sandra Gold
Claimant Lawyers(s): Ari Feldman
Respondent(s): Wells Fargo Advisors, Jeffrey Doud, Jeffrey Forche, John Conlisk
Respondent Lawyers(s): John Steven Conlisk, Nuviah Shirazi
Arbitrator(s): James A. Blalock, Peter A. Goldman, Bernard Lieberman
Hearing Site: New York, NY
| | Expungement |
| 17-00910 | 11/23/2018 | Claimant(s): Herbert Voss
Claimant Lawyers(s): Timothy J. Dennin
Respondent(s): Danard Brown, Frank Fusco, Legend Securities.
Respondent Lawyers(s): Danard W. Brown, Frank Philip Fusco, Salvatore C. Caruso
Arbitrator(s): Benjamin L. Anderson, Michele S. Riley, Wallace Anthony Showman
Hearing Site: New York, NY
| | $1,075,000 |
