| 18-03265 | 05/30/2019 | Claimant(s): Ronald Cole
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Morgan Stanley, J.P. Morgan Securities
Respondent Lawyers(s): Jeremy S. Winer, Thomas J. Cahill
Arbitrator(s): Jill Pilgrim
Hearing Site: New York, NY
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| 18-03618 | 05/28/2019 | Claimant(s): Danielle Montagnesi
Claimant Lawyers(s): Kevin P Conway
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Ariel P. Cannon
Arbitrator(s): Albert Rizzo
Hearing Site: New York, NY
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| 18-04300 | 05/28/2019 | Claimant(s): Randolph Feliz
Claimant Lawyers(s): Randolph Kendall Feliz
Respondent(s): HSBC Securities (USA) Inc.
Respondent Lawyers(s): Allan S. Bloom
Arbitrator(s): Royce Russell, Christian Leslie Billet, Albert Rizzo
Hearing Site: New York, NY
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| 18-03932 | 05/23/2019 | Claimant(s): Prakash Shahani
Claimant Lawyers(s): Matthew Wolper
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Howard L. Sobel
Hearing Site: New York, NY
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| 15-03187 | 05/22/2019 | Claimant(s): National Securities Corporation, Forte Capital Group.
Claimant Lawyers(s): Timothy Feil
Respondent(s): Nathaniel Clay
Respondent Lawyers(s): Nathaniel Clay
Arbitrator(s): Lucienne Carasso Bulow, Douglas F. Stone, Ira S. Cure
Hearing Site: New York, NY
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| 18-02936 | 05/22/2019 | Claimant(s): Nick Son
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): GunnAllen Financial, Aegis Capital Corp., State Capital Markets Corporation
Respondent Lawyers(s): Deborah Anne Williams, Gregg J. Bretibart, John Doukas
Arbitrator(s): Arthur Neil Tolciss
Hearing Site: New York, NY
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| 18-00080 | 05/21/2019 | Claimant(s): William Gartland
Claimant Lawyers(s): Daniel B. Grossman
Respondent(s): Cantor Fitzgerald & Co.
Respondent Lawyers(s): Emily L. Milligan
Arbitrator(s): Lynne M. Reid-McQueen
Hearing Site: New York, NY
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| 18-02693 | 05/21/2019 | Claimant(s): Jason Hoffman
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Cape Securities.
Respondent Lawyers(s): Judy A. Newcomb
Arbitrator(s): Carolyn A. Mann
Hearing Site: New York, NY
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| 18-02903 | 05/17/2019 | Claimant(s): Jay Shah
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): National Securities Corporation, Vfinance Investments.
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Julian F. Santos
Hearing Site: New York, NY
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| 18-03913 | 05/16/2019 | Claimant(s): Jefferies LLC
Claimant Lawyers(s): Andrew J Shapren
Respondent(s): Brandon Wahl
Respondent Lawyers(s): Justin R. Marino
Arbitrator(s): Karimu F. Hill-Harvey
Hearing Site: New York, NY
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