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FINRA Awards for Andrew J Shapren

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0212202/09/2021Claimant(s): Jefferies LLC
Claimant Lawyers(s): Andrew J Shapren
Respondent(s): Jason Schoenholtz
Respondent Lawyers(s): Denis Kelleher
Arbitrator(s): Robert J. Miller, James M. Rhodes, Anna Lascar
Hearing Site: New York, NY
18-0391305/16/2019Claimant(s): Jefferies LLC
Claimant Lawyers(s): Andrew J Shapren
Respondent(s): Brandon Wahl
Respondent Lawyers(s): Justin R. Marino
Arbitrator(s): Karimu F. Hill-Harvey
Hearing Site: New York, NY

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