| 18-04352 | 08/14/2019 | Claimant(s): Gary Meshell
Claimant Lawyers(s): Gary B. Meshell
Respondent(s): Gary Stern, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Logan S. Fisher
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: New York, NY
|  | Expungement |
| 18-02326 | 08/13/2019 | Claimant(s): Thomas Durney
Claimant Lawyers(s): Blaine Bortnick
Respondent(s): SMBC Nikko Securities America.
Respondent Lawyers(s): Alnisa S. Bell
Arbitrator(s): Jack Friedman, Martin Deignan Dehler, Tina Eskreis Nelson
Hearing Site: New York, NY
| | |
| 18-03094 | 08/09/2019 | Claimant(s): Alan Green, David Robert, Jonathan Staiman, Vincent Miller, William Miller
Claimant Lawyers(s): Michael A. Balascio
Respondent(s): Bertram Riley, Petersen Investments.
Respondent Lawyers(s): Louis D. Tambaro
Arbitrator(s): Susan C. Lushing, Cheryl H. Agris, Stephen J. Patti
Hearing Site: New York, NY
| | |
| 19-00079 | 08/08/2019 | Claimant(s): Robert Conzo
Claimant Lawyers(s): Polina M. Dostalik
Respondent(s): UBS Financial Services Inc., Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff, Craig Vollono
Arbitrator(s): Sandra Gale Behrle
Hearing Site: New York, NY
| | |
| 17-02291 | 08/06/2019 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Ryan S. Nichols
Respondent(s): Jeffrey Silverman
Respondent Lawyers(s): Stephany McLaughlin
Arbitrator(s): Mitchell Jay Bayer, James Alexander Brown, Steven C. Kasarda
Hearing Site: New York, NY
| | |
| 17-00676 | 08/05/2019 | Claimant(s): Juan Sequeda, Sonia Torres Subira
Claimant Lawyers(s): William B. Young
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Angela A. Turiano
Arbitrator(s): Lynne M. Reid-McQueen
Hearing Site: New York, NY
| | Expungement |
| 18-03206 | 08/02/2019 | Claimant(s): Shishir Meshram
Claimant Lawyers(s): Robert Gonser
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Trevor J. Hardy
Arbitrator(s): Karimu F. Hill-Harvey
Hearing Site: New York, NY
| | |
| 16-00473 | 07/31/2019 | Claimant(s): Gregory Smyth, Mary Smyth, GPS & MCS Limited Partnership
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Chan H. Nam
Arbitrator(s): Fred S. Pieroni, Laura Carraher, Lynne M. Reid-McQueen
Hearing Site: New York, NY
| | $0 |
| 18-02747 | 07/26/2019 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Jonathan D. Berg
Respondent(s): Bruce Garelick
Respondent Lawyers(s): Bruce F. Garelick
Arbitrator(s): Judith C. Zerden
Hearing Site: New York, NY
| | |
| 17-02322 | 07/25/2019 | Claimant(s): Peter Lobrutto
Claimant Lawyers(s): Darryl J. Bouganim
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Theodore R. Bynum
Arbitrator(s): Anthony Michael Sabino, Leona Beane, Emily Diamond
Hearing Site: New York, NY
| | Expungement |
