| 16-00755 | 12/22/2017 | Claimant(s): Shaw Family LLC
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Roosevelt & Crossorporated
Respondent Lawyers(s): Sandra P. Lahens
Arbitrator(s): Paul Allan Massaro, Daniel Adam Schlein, Hashim Ghadiali
Hearing Site: Newark, NJ
|  | $0 |
| 17-01616 | 12/20/2017 | Claimant(s): Ira Walker
Claimant Lawyers(s): David E. Robbins
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Andrew Gelfand
Arbitrator(s): Chaim A. Levin, Neal D. Baker, Gregory James Libertiny
Hearing Site: Newark, NJ
| | |
| 17-02302 | 12/20/2017 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Anthony J. Borrelli
Respondent(s): Stephen Wood
Respondent Lawyers(s): Stephen Douglas Wood
Arbitrator(s): Kenneth J. Horowitz
Hearing Site: Newark, NJ
| | |
| 14-01299 | 12/20/2017 | Claimant(s): Marilyn Booker
Claimant Lawyers(s): Marilyn F. Booker
Respondent(s): Harpreet Mangat, Ameriprise Financial Services.
Respondent Lawyers(s): Michael J. Zaretsky
Arbitrator(s): Louis H. Miron, Linda J. Baer, Robert Miles Saunders
Hearing Site: Newark, NJ
| | $200,000 |
| 17-02129 | 12/14/2017 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): John J Allegretto
Respondent(s): Jonathan Fetner
Respondent Lawyers(s): Jonathan B Fetner
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: Newark, NJ
| | |
| 16-02878 | 12/14/2017 | Claimant(s): Anthony Morello, Donna Morello
Claimant Lawyers(s): Ross B. Intelisano
Respondent(s): Wellington Shields & Co.
Respondent Lawyers(s): Neil A. Sussman
Arbitrator(s): Catherine Stewart, Martin R. Cramer, Peter L. Michaelson
Hearing Site: Newark, NJ
| | $0 |
| 15-01027 | 11/22/2017 | Claimant(s): Madeline Garramone
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Glenn King, Royal Alliance Associates.
Respondent Lawyers(s): Glenn R. King, Steven E. Mellen
Arbitrator(s): Robert E. Anderson, Robert T. Costello, Jay Alan Kranis
Hearing Site: Newark, NJ
| | $200,300 |
| 15-03141 | 11/15/2017 | Claimant(s): Ann Genovesi, Joseph Genovesi, CUST FPO Joseph Genovesi Jr. IRRA
Claimant Lawyers(s): Jeffrey Barclay
Respondent(s): Matthew Schulman, Vandham Securities Corp.
Respondent Lawyers(s): Douglas V. Sanchez, Matthew P. Schulman
Arbitrator(s): Richard D. Chusid, Robert E. Anderson, Lawrence H. Teich
Hearing Site: Newark, NJ
| | $0 |
| 17-00128 | 11/07/2017 | Claimant(s): Thomas O'connell
Claimant Lawyers(s): George L. Mahr
Respondent(s): Comprehensive Asset Management
Respondent Lawyers(s): Glenn Aufrichtig
Arbitrator(s): Joan M. Traub, Edward W. Morris, Joseph Antim Galati
Hearing Site: Newark, NJ
| | |
| 16-03220 | 11/02/2017 | Claimant(s): Eugene Giaquinto
Claimant Lawyers(s): Gary Menzer
Respondent(s): Lightspeed Trading
Respondent Lawyers(s): James L. Kopecky
Arbitrator(s): Micalyn S. Harris, Paul Allan Massaro, Robert Allen Pope
Hearing Site: Newark, NJ
| | |
