| 17-03016 | 08/24/2018 | Claimant(s): Gary Grenley, Gary Grenley IRA Account
Claimant Lawyers(s): Gary I. Grenley
Respondent(s): National Securities Corporation, Tuan (Peter) Phan
Respondent Lawyers(s): Fred N. Knopf
Arbitrator(s): Peter H. Daly, Francis Vincent Dane, Lawrence William Andrews
Hearing Site: Portland, OR
|  | $0 |
| 17-03397 | 07/17/2018 | Claimant(s): Michael Schiavello
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): National Securities Corporation, Continental Broker-Dealer Corp.
Respondent Lawyers(s): Emily A. Hayes, Michael Clements
Arbitrator(s): William E. Nuckel
Hearing Site: New York, NY
| | |
| 17-02932 | 06/15/2018 | Claimant(s): Mark Kolta
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Fred N. Knopf
Arbitrator(s): Veronica Ann Williams
Hearing Site: New York, NY
| | |
| 17-00690 | 05/29/2018 | Claimant(s): Anthony Micele
Claimant Lawyers(s): John E Lawlor
Respondent(s): Donald Bianco, Jason Walsh, National Securities Corporation
Respondent Lawyers(s): Fred Knopf
Arbitrator(s): Susan E. Harkins, Eugene G. P. Byrne, Regina Waynes Joseph
Hearing Site: New York, NY
| | |
| 17-02925 | 05/10/2018 | Claimant(s): Michael Fasciglione
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): National Securities Corporation, First Montauk Securities Corp., Josephthal & Co..
Respondent Lawyers(s): Fred N. Knopf, John T. McGuire, Robert I. Rabinowitz
Arbitrator(s): Jack Friedman
Hearing Site: New York, NY
| | |
| 16-00767 | 04/05/2018 | Claimant(s): Kirk Hoffman
Claimant Lawyers(s): James Malachy Meaney
Respondent(s): Dieter Huber, National Securities Corporation, Kay Johnson, Kieran Loughran, Mark Goldwasser
Respondent Lawyers(s): Timothy Feil
Arbitrator(s): Steven H. Vogel, Stephen W. Mack, Frank A. Dusek
Hearing Site: Chicago, IL
| | Expungement |
| 16-03724 | 10/05/2017 | Claimant(s): Rick Konecny
Claimant Lawyers(s): Rick Douglas Konecny
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Renan Sugarman
Arbitrator(s): Philip J. Glick
Hearing Site: Chicago, IL
| | |
| 16-01564 | 06/26/2017 | Claimant(s): Daniel Oleary, Jennifer Oleary, Patrick Oleary, Sandra Oleary
Claimant Lawyers(s): Daniel Gwertzman
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Renan I. Sugarman
Arbitrator(s): Mark L Miller, Robert S. Sugarman, Raymond P. Buschmann
Hearing Site: Chicago, IL
| | $0 |
| 14-01424 | 05/17/2017 | Claimant(s): Roger Donenfeld, Roger F. Donenfeld IRA
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Daniel Terpak, National Securities Corporation, Melvin Stoutenburg, Mohammed Sheikh
Respondent Lawyers(s): Michael P. Gilmore, Randall C. Place
Arbitrator(s): Michael M. Hachigian, Robert E. Jenks, Madina C. Boland
Hearing Site: Los Angeles, CA
| | Expungement |
| 16-02936 | 03/24/2017 | Claimant(s): Christopher Vasquez
Claimant Lawyers(s): Christopher Vasquez
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Timothy Feil
Arbitrator(s): Sam Antar, John Nino Brenkovich, Regina Irena Arnold Mullen
Hearing Site: New York, NY
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