08-01218 | 12/18/2008 | Claimant(s): Fidelity Brokerage Services LLC Claimant Lawyers(s): Jennifer A. Kenedy Respondent(s): Jeffrey Myers, Joseph Downey, Long Island Wealth Management Respondent Lawyers(s): Louis M. Lagalante, Michael P. Gilmore Arbitrator(s): Ann C. Northern, John R. O'Hanlon, Andrew H. Freund Hearing Site: New York, NY
| | |
08-01223 | 11/26/2008 | Claimant(s): Arnold Allan Claimant Lawyers(s): Arnold Michael Allan Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Erin K. Fair Arbitrator(s): Robin Lynn Berry Hearing Site: Reno, NV
| | $0 |
08-01414 | 11/26/2008 | Claimant(s): Clarence Rinderle Claimant Lawyers(s): Clarence G. Rinderle Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Diane M. Brown Arbitrator(s): Gary P. Price Hearing Site: Indianapolis, IN
| | $325 |
07-03450 | 08/15/2008 | Claimant(s): Gary Marsico, Gary W. Marsico, IRA Claimant Lawyers(s): Robert W. Goehring Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Melissa Hegger Shea Arbitrator(s): Clifford E. Marstiller, Michael R. Stabile, Robert G. Geeseman Hearing Site: Pittsburgh, PA
| | $225 |
06-04502 | 07/01/2008 | Claimant(s): Janet MacLean Claimant Lawyers(s): Paul M. Glickman Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Matthew C. Applebaum Arbitrator(s): Mary C. Kelleher Hearing Site: Boston, MA
| | |
07-02573 | 06/12/2008 | Claimant(s): Jack Kriegsman Claimant Lawyers(s): Jack Kriegsman Respondent(s): Ernest Ciaccio, Fidelity Brokerage Services LLC Respondent Lawyers(s): Melissa Hegger Shea Arbitrator(s): Kenneth E. Owen Hearing Site: Los Angeles, CA
| | $0 |
07-02806 | 03/28/2008 | Claimant(s): Jennifer Coradi Claimant Lawyers(s): Jennifer Coradi Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Susan Nock Arbitrator(s): Joe Carroll Thomas Hearing Site: Columbia, SC
| | $0 |
07-02952 | 12/06/2007 | Claimant(s): Fidelity Brokerage Services LLC Claimant Lawyers(s): Brian I. Hays Respondent(s): Thomas Vance Respondent Lawyers(s): Thomas K. Vance Arbitrator(s): Laurie J. Butler Hearing Site: Los Angeles, CA
| | |
06-03226 | 11/15/2007 | Claimant(s): Alisa Gabriel Claimant Lawyers(s): Bruce E. Baldinger Respondent(s): John Arena, Fidelity Brokerage Services LLC, Fidelity Investment Co., Fidelity Service Company., Strategic Advisors. Respondent Lawyers(s): Matthew Farley Arbitrator(s): Sheldon M. Finkelstein, C. Anthony Bell, Joseph H. Cerame Hearing Site: Newark, NJ
| | $0 |
05-06393 | 09/19/2007 | Claimant(s): Ernest S. Matthews Claimant Lawyers(s): Christopher M. Pilkerton Respondent(s): John Lowe, Fidelity Brokerage Services LLC Respondent Lawyers(s): Cameron S. Matheson Arbitrator(s): William S. Tagerman, Arnold M. Marrow, Michael Jay Rich Hearing Site: Boston, MA
| | $0 |