| 11-00529 | 06/11/2012 | Claimant(s): Alice Muscara, Daniel Muscara
Claimant Lawyers(s): Nicholas D. Thomas
Respondent(s): Brad Chamness, Morgan Stanley, Morgan Stanley & Co., Morgan Stanley DW Inc.
Respondent Lawyers(s): Jason M. Fedo
Arbitrator(s): Edward R. Niederriter, Gary King, Raymond Luis Leon
Hearing Site: Boca Raton, FL
|  | Expungement |
| 10-04990 | 05/22/2012 | Claimant(s): CSJ Family Partnership Ltd.
Claimant Lawyers(s): J. Mitchell Clark
Respondent(s): Morgan Stanley & Co., Morgan Stanley DW Inc., Morgan Stanley
Respondent Lawyers(s): Jonathan D. Robbins
Arbitrator(s): Ronald R. Simpson, Frank M. Romano, Donald K. Eckhardt
Hearing Site: Houston, TX
| | $0 |
| 10-05620 | 10/21/2011 | Claimant(s): Bruce Marks
Claimant Lawyers(s): Bruce W. Marks
Respondent(s): Cindy Deleo, Morgan Stanley DW Inc., Linda Cain, Timothy Adkins
Respondent Lawyers(s): Ronald H. Isroff
Arbitrator(s): Roger W. Van Deusen, Robert M Lustig, Daniel L. Bonder
Hearing Site: Cleveland, OH
| | |
| 03-00802 | 08/03/2010 | Claimant(s): Raghavan Sathianathan
Claimant Lawyers(s): Raghavan Sathianathan
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Tim DiDomenico
Arbitrator(s): Earl S. Schwarz, Martin A. Edelstein, Jerome M Shafer
Hearing Site: New York, NY
| | |
| 08-00303 | 04/07/2010 | Claimant(s): Hansueli Overturf
Claimant Lawyers(s): Timothy A Canning
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Debra V. Achkire
Arbitrator(s): Helen Marinak Blohm, Ralph A. Cotton, Osei J Adoma
Hearing Site: San Francisco, CA
| | |
| 06-03828 | 07/27/2009 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Joseph E. Gehring
Respondent(s): Eric Boory, Eric Stevens, Gerald Grossman, Morgan Stanley DW Inc., Scott Lerner, Stanley Lerner
Respondent Lawyers(s): John Greco, Philip J. Campisi
Arbitrator(s): Sheldon Seligsohn, Glenn J. Hansen, Susan Mills Richmond
Hearing Site: Philadelphia, PA
| | |
| 08-04887 | 06/23/2009 | Claimant(s): Humberto Gimenez, Humberto Gimenez Corporation
Claimant Lawyers(s): Humberto Gimenez
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): John Montone
Arbitrator(s): Lori H. Carena
Hearing Site: New York, NY
| | $0 |
| 08-04089 | 06/18/2009 | Claimant(s): Morgan Stanley DW Inc.
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Chris Minor
Respondent Lawyers(s): Chris Minor
Arbitrator(s): Hyram A. Evans, Henry Kirke Cushing, Lisa A Randall-Haag
Hearing Site: Chicago, IL
| | |
| 06-05044 | 02/26/2009 | Claimant(s): Ernest Pierson, Ernest C. Pierson IRA
Claimant Lawyers(s): Lewis A. Remele
Respondent(s): Arthur Sherman, Morgan Stanley DW Inc.
Respondent Lawyers(s): August Jamie Schupp
Arbitrator(s): Douglas J. Nesbit, Emily F. Seesel, Marjorie I. Fisher
Hearing Site: Minneapolis, MN
| | $395,000 |
| 99-00155 | 02/23/2009 | Claimant(s): Dan Druz
Claimant Lawyers(s): Dan A. Druz
Respondent(s): Morgan Stanley DW Inc., Richard Hayes
Respondent Lawyers(s): Richard Szuch
Arbitrator(s): Joan M. Traub, Simone A. Muscarnera, Nathalie Potter Maio
Hearing Site: Newark, NJ
| | |
