| 15-03221 | 07/25/2016 | Claimant(s): Philip Merryman
Claimant Lawyers(s): Philip Merryman
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Gregory M. Scanlon
Arbitrator(s): Howard L. Sobel
Hearing Site: New York, NY
|  | $0 |
| 16-00052 | 07/06/2016 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Audette Paul Morales
Respondent(s): Holly Conover-Wade, James Wade
Respondent Lawyers(s): Holly Conover-Wade DO NOT CONTACT, James William Wade - DO NOT CONTACT
Arbitrator(s): Roger C. Benson, Joseph E. Santaularia, Muriel Desloovere
Hearing Site: Tampa, FL
| | Expungement |
| 15-02734 | 07/01/2016 | Claimant(s): Brandon Price, Carol Price, Cody Price, Jonathan Washington, Leslie Price, Patrick Price, Tania Price-Tilley, William Washington, Ecstasy Queen
Claimant Lawyers(s): Tania L. Price-Tilley
Respondent(s): Angela Bearup, Bahram Shidoosh, Craig Connor, Daniel Fuller, James Shoultz, Jeffrey Paulson, John Gustafson, Karen Smith, Kelley Densham, Charles Schwab & Co.., Rachel Brown, Richard Schroeder, Sean Connolly, Stephen Petti, Stephen Jay Muth
Respondent Lawyers(s): Angela Michelle Bearup, Dorothy Wolpert, Jeffrey Thomas Paulson, Mark T. Drooks
Arbitrator(s): Richard J. Stall, Edward Banian, Dana L. Bigman
Hearing Site: Los Angeles, CA
| | Dismissed by Rule 12206 |
| 15-00260 | 06/17/2016 | Claimant(s): Aeet.us Inc
Claimant Lawyers(s): Sanjay Saggere
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Anthony L. Valenzuela
Arbitrator(s): Harvey R. Linder, M. Scott Holcomb, Sherri Lynne Kimmell
Hearing Site: Atlanta, GA
| | $0 |
| 15-00034 | 05/13/2016 | Claimant(s): Estate of Virginia Clavan
Claimant Lawyers(s): Peter Clavan
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Joseph L. Siders
Arbitrator(s): Robert J. Kheel, Romaine L. Gardner, Steven Gary Leventhal
Hearing Site: New York, NY
| | $0 |
| 14-01190 | 04/14/2016 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): John Marsh
Respondent(s): Sadeer Jamil
Respondent Lawyers(s): John A. Hubbard
Arbitrator(s): John F. Burns, Barbara A. Johannessen, Eugene Halsey Bosart
Hearing Site: Detroit, MI
| | |
| 15-02692 | 04/08/2016 | Claimant(s): Lary Bocquin
Claimant Lawyers(s): Lary J. Bocquin
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Gregory Scanlon
Arbitrator(s): Terry F. Peppard
Hearing Site: Rapid City, SD
| | $425 |
| 14-02624 | 04/01/2016 | Claimant(s): International Fidelity Insurance Company
Claimant Lawyers(s): Julius A. Rousseau
Respondent(s): Francis Mitterhoff, Charles Schwab & Co.., Maria Costa, Vincent Leonetti, Vincent Riccordella
Respondent Lawyers(s): Gilbert R. Serota, Julius A. Rousseau, Lawrence Cohen
Arbitrator(s): Louis H. Miron, Alan Gradzki, Joan Dawn Hogarth
Hearing Site: Newark, NJ
| | $0 |
| 14-03171 | 02/19/2016 | Claimant(s): Ivan Rodriguez
Claimant Lawyers(s): Samuel Rodriguez
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Christopher F. Robertson
Arbitrator(s): Kenneth M. Jackson, Melva J. Harmon, Robert Stewart Barney
Hearing Site: Memphis, TN
| | |
| 14-03818 | 11/09/2015 | Claimant(s): Kathleen Szewczyk
Claimant Lawyers(s): Ross S. Carponelli
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Geoffrey S. Beckham
Arbitrator(s): Mark L Miller, Jeffrey W. Finke, Shelby Webb
Hearing Site: Chicago, IL
| | $0 |
