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FINRA Awards for Ross S. Carponelli

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0381811/09/2015Claimant(s): Kathleen Szewczyk
Claimant Lawyers(s): Ross S. Carponelli
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Geoffrey S. Beckham
Arbitrator(s): Mark L Miller, Jeffrey W. Finke, Shelby Webb
Hearing Site: Chicago, IL
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