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FINRA Awards for Samuel Rodriguez

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0317102/19/2016Claimant(s): Ivan Rodriguez
Claimant Lawyers(s): Samuel Rodriguez
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Christopher F. Robertson
Arbitrator(s): Kenneth M. Jackson, Melva J. Harmon, Robert Stewart Barney
Hearing Site: Memphis, TN

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