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FINRA Awards for Melva J. Harmon

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0317102/19/2016Claimant(s): Ivan Rodriguez
Claimant Lawyers(s): Samuel Rodriguez
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Christopher F. Robertson
Arbitrator(s): Kenneth M. Jackson, Melva J. Harmon, Robert Stewart Barney
Hearing Site: Memphis, TN
12-0410502/24/2014Claimant(s): Larry Davis
Claimant Lawyers(s): Larry Darnell Davis
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): John Starnes
Arbitrator(s): John J. Meyer, Earle J. Schwarz, Melva J. Harmon
Hearing Site: Jackson, MS
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