07-01463 | 10/30/2007 | Claimant(s): John McQueston Claimant Lawyers(s): John McQueston Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Guy K. Stewart Hearing Site: Boca Raton, FL
| | $0 |
07-00479 | 10/29/2007 | Claimant(s): Deutsche Bank Securities. Claimant Lawyers(s): Jason M. Fedo Respondent(s): John Gordon, Jenkins-Olsen. Respondent Lawyers(s): Company Corporation, John Gordon Arbitrator(s): Elena G. Rodriguez, Arnold Levine, Richard H. Tierney Hearing Site: Boca Raton, FL
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07-00149 | 10/24/2007 | Claimant(s): Averill Fisk Claimant Lawyers(s): Lonnie K. Martens Respondent(s): Tradestation Securities Respondent Lawyers(s): Marc Stone Arbitrator(s): Elena G. Rodriguez, Walter A. Bajak, James Chris Mills Hearing Site: Boca Raton, FL
| | $65,000 |
06-05335 | 10/22/2007 | Claimant(s): Sandgrain Securities. Claimant Lawyers(s): Robert A. Giacovas Respondent(s): Richard Aulicino Respondent Lawyers(s): Jessica N. Garvin Arbitrator(s): G. Robert Abrams, Robert A. Sauerberg, Sherry Puro Hearing Site: Boca Raton, FL
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05-05807 | 10/19/2007 | Claimant(s): David and Louise Blumlo Claimant Lawyers(s): Scott L. Silver Respondent(s): Pacvest Associates. Respondent Lawyers(s): Robert K. Mann Arbitrator(s): Judy A. Avey, James G. Gertz, Joseph Leonard Friedes Hearing Site: Boca Raton, FL
| | $64,433 |
07-02021 | 10/18/2007 | Claimant(s): Citigroup Global Markets., Citigroup Global Markets Holdings Claimant Lawyers(s): W. Jerad Rissler Respondent(s): Mark Evans Respondent Lawyers(s): Mark A. Evans Arbitrator(s): Robert A. Fabricant Hearing Site: Boca Raton, FL
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06-04209 | 10/17/2007 | Claimant(s): M Securities Investment. Claimant Lawyers(s): Curtis Carlson Respondent(s): Calvin Grigsby, Grigsby & Associates. Respondent Lawyers(s): George L. Guerra Arbitrator(s): James D. McDonald, Robert S. Natiss, Marc S. Dobin Hearing Site: Boca Raton, FL
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06-02094 | 10/10/2007 | Claimant(s): Sidney and Sandra Levy Claimant Lawyers(s): Ronald P. Weil Respondent(s): Wachovia Securities, Robert DeForest Respondent Lawyers(s): Beverly Jo Slaughter Arbitrator(s): Kalman J. Lester, Berthold T. Berkwich, Martin P. Bergman Hearing Site: Boca Raton, FL
| | $382,600 |
06-01740 | 10/09/2007 | Claimant(s): Alvaro De Castro & Maria Penna Claimant Lawyers(s): Jeffrey B. Kaplan Respondent(s): EFG Capital International Respondent Lawyers(s): Barton S. Sacher Arbitrator(s): Seymour Herman, Michael Robert Emery, James G. Gertz Hearing Site: Boca Raton, FL
| | $0 |
07-00586 | 10/03/2007 | Claimant(s): Scott Efron and Karen Efron Claimant Lawyers(s): Jeffrey Erez Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Matthew Wolper Arbitrator(s): Richard E. Conner, Barry David Thorpe, Andrew R. Present Hearing Site: Boca Raton, FL
| | $0 |