Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 09-02018 | 09/13/2010 | Claimant(s): Donna Appleby Claimant Lawyers(s): Scott D. Hirsch Respondent(s): Bruce Pomerantz, Wachovia Securities Respondent Lawyers(s): Matthew E. Wolper, Robert A. W. Boraks Arbitrator(s): Susan M. Dunning, Stuart Harvey Ziegler, Walter A. Bajak Hearing Site: Boca Raton, FL |  | Stipulated Award and Expungement |
| 07-00149 | 10/24/2007 | Claimant(s): Averill Fisk Claimant Lawyers(s): Lonnie K. Martens Respondent(s): Tradestation Securities Respondent Lawyers(s): Marc Stone Arbitrator(s): Elena G. Rodriguez, Walter A. Bajak, James Chris Mills Hearing Site: Boca Raton, FL | | $65,000 |