Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 15-01561 | 01/23/2017 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Claimant Lawyers(s): David J. Sensenig Respondent(s): Beverly Carroll Respondent Lawyers(s): Robert A. W. Boraks Arbitrator(s): James R. Stirn Hearing Site: Washington, DC | ||
| 09-02018 | 09/13/2010 | Claimant(s): Donna Appleby Claimant Lawyers(s): Scott D. Hirsch Respondent(s): Bruce Pomerantz, Wachovia Securities Respondent Lawyers(s): Matthew E. Wolper, Robert A. W. Boraks Arbitrator(s): Susan M. Dunning, Stuart Harvey Ziegler, Walter A. Bajak Hearing Site: Boca Raton, FL |  | Stipulated Award and Expungement |