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FINRA Awards for Beverly Carroll

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0031403/07/2017Claimant(s): Beverly Carroll
Claimant Lawyers(s): Robert A.W. Boraks
Respondent(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Respondent Lawyers(s): David J. Sensenig
Arbitrator(s): Christopher M. McMurray, Michael R. Snow, Olivia Milbank Farrar
Hearing Site: Washington, DC
15-0156101/23/2017Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): David J. Sensenig
Respondent(s): Beverly Carroll
Respondent Lawyers(s): Robert A. W. Boraks
Arbitrator(s): James R. Stirn
Hearing Site: Washington, DC

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