Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-00140 | 12/22/2020 | Claimant(s): John Laughlin Roth IRA Claimant Lawyers(s): Daniel D'Costa Respondent(s): Portfolio Advisors Alliance Respondent Lawyers(s): Robert M. Bursky Arbitrator(s): James R. Stirn Hearing Site: Washington, DC |  | $15,000 |
| 15-01561 | 01/23/2017 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Claimant Lawyers(s): David J. Sensenig Respondent(s): Beverly Carroll Respondent Lawyers(s): Robert A. W. Boraks Arbitrator(s): James R. Stirn Hearing Site: Washington, DC | ||
| 13-03048 | 05/13/2015 | Claimant(s): Yolanda Bauza Claimant Lawyers(s): W. Scott Greco Respondent(s): UBS Financial Services Inc., UBS Financial Services of Puerto Rico Respondent Lawyers(s): Kathryn Dietrich Perreault Arbitrator(s): Janet Stern Solomon, Douglas Earl McLaren, James R. Stirn Hearing Site: Washington, DC | | $200,000 |