12-02597 | 10/02/2013 | Claimant(s): William Roache Claimant Lawyers(s): Michael M. Steinmetz Respondent(s): John Macrone Respondent Lawyers(s): John E. Lawlor Arbitrator(s): Richard W. Vallario, Howard L. Sobel, Amy Banet Hearing Site: New York, NY
| | $699,394 |
11-00072 | 02/20/2013 | Claimant(s): Nina Vayner Claimant Lawyers(s): John E. Lawlor Respondent(s): Joseph Scali, Obsidian Financial Group Respondent Lawyers(s): Joseph Giuseppe Scali, Martin P. Unger Arbitrator(s): Sandra J. Mullings Hearing Site: New York, NY
| | $49,601 |
11-01739 | 08/28/2012 | Claimant(s): Robert DePalo Claimant Lawyers(s): Andrew J. Goodman Respondent(s): Joseph Scire, Joyce Scire Respondent Lawyers(s): John E. Lawlor Arbitrator(s): C. Marcus Harris Hearing Site: Columbia, SC
| | Expungement |
10-01011 | 11/14/2011 | Claimant(s): Alyssa DiRienzo, Amara DiRienzo, Cynthia Pilot, Deborah Holstein, Deborah Lutz, Frederick DiRienzo, Johanna C. & Frederick H. DiRienzo, The 1992 Irrevocable Trust for the Benef Claimant Lawyers(s): John E. Lawlor Respondent(s): Colin Cookson, Banc of America Investment Services Inc., Merrill Lynch Pierce Fenner & Smith Inc., National Financial Services LLC Respondent Lawyers(s): Mark S. Cohen, Michael G. Shannon, Nicki Samson Arbitrator(s): Evonne W.J. Tolbert, Alun Hywel Jones, Kevin B. Naughten Hearing Site: New York, NY
| | $0 |
09-07044 | 06/09/2011 | Claimant(s): Lois Grumet Claimant Lawyers(s): John E. Lawlor Respondent(s): Gary Schwarcz, Citigroup Global Markets. Respondent Lawyers(s): Wayne H. Wink, William A. Hohauser Arbitrator(s): Diane Getzler, Richard Weinberger, Stewart E. Winner Hearing Site: New York, NY
| | Expungement |
09-04948 | 03/23/2011 | Claimant(s): Estate of Hobart S. Geer Claimant Lawyers(s): John E. Lawlor Respondent(s): Citigroup Global Markets., Mary Selgrad, Warren Rivetz Respondent Lawyers(s): John E. Lawlor, William A. Hohauser Arbitrator(s): Robert S. Getman, Preston V. Pumphrey, Patricia A. DeWitt Hearing Site: New York, NY
| | $0 |
09-06628 | 02/23/2011 | Claimant(s): Bernard Ochs Claimant Lawyers(s): John E. Lawlor Respondent(s): Alex Shtaynberger, Jason Russo, Ronald Furst, Todd Cirella, Laidlaw & Company (UK) Ltd. Respondent Lawyers(s): Ira Scot Meyerowitz Arbitrator(s): Mitchell S. Friedman, Denise L. Quarles, Arthur M. Schoenberger Hearing Site: New York, NY
| | Stipulated Award and Expungement |
08-03717 | 10/28/2009 | Claimant(s): Suzanne Stadler-D'vir, JTLG Corp., Stonehouse Equities. Claimant Lawyers(s): John E. Lawlor Respondent(s): Alice Solomon, Timothy Daly Respondent Lawyers(s): Chad N. Cagan, Timothy James Daly Arbitrator(s): Vicki Z. Holleman, Susan C. Lushing, Rebecca A. Novak Hearing Site: New York, NY
| | $70,000 |
08-03852 | 07/08/2009 | Claimant(s): Peter Dunne Claimant Lawyers(s): John E. Lawlor Respondent(s): Aura Financial Services. Respondent Lawyers(s): Leon Baer Borstein Arbitrator(s): Richard W. Cutler, James S. Goddard, Gerald H. Grayson Hearing Site: New York, NY
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08-02984 | 06/26/2009 | Claimant(s): Jospeh Gunnar & Co. Claimant Lawyers(s): John E. Lawlor Respondent(s): Brent Porges Respondent Lawyers(s): Brent M. Porges Arbitrator(s): William E.S. Browning Hearing Site: New York, NY
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