11-04166 | 02/02/2015 | Claimant(s): Warren Teitelbaum Claimant Lawyers(s): George S. Mahaffey Respondent(s): Jay Canell, Morgan Stanley, Neil Canell Respondent Lawyers(s): Richard C. Szuch Arbitrator(s): Robert Paulger Linn, John Joseph Sullivan, Douglas Earl McLaren Hearing Site: Washington, DC
| | $0 |
13-03335 | 01/07/2015 | Claimant(s): Lucille Saunders Claimant Lawyers(s): W. Edgar Spivey Respondent(s): Anderson & Strudwickorporated Respondent Lawyers(s): Wilburn Doyle Arbitrator(s): Douglas Earl McLaren Hearing Site: Norfolk, VA
| | $0 |
12-03433 | 12/23/2014 | Claimant(s): Scott Mccaskill Claimant Lawyers(s): David J. Cosgrove Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Robert M. Rudnicki Arbitrator(s): Douglas Earl McLaren, Ezio E. Borchini, Tina E. Patterson Hearing Site: Baltimore, MD
| | |
13-02499 | 08/21/2014 | Claimant(s): Amy Daniels and Wayne Daniels Joint Tena Claimant Lawyers(s): Todd H. Lahr Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Geoffrey S. Beckham Arbitrator(s): Bonnie K. Wachtel, Douglas Earl McLaren, Jean Schepers Hearing Site: Washington, DC
| | $0 |
12-02268 | 07/31/2014 | Claimant(s): Joanna Lyon, Ray Lyon Claimant Lawyers(s): Benjamin Lapin Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Raul Sanchez Arbitrator(s): Douglas Earl McLaren, Jonathan K. Tycko, Jane A. Smith Hearing Site: Washington, DC
| | Expungement |
13-00019 | 07/16/2014 | Claimant(s): Michael Fertich Claimant Lawyers(s): Richard B. Fosher Respondent(s): Centaurus Financial. Respondent Lawyers(s): Sean M. Golden Arbitrator(s): Douglas Earl McLaren, John D. Robb, Carl F. Bowmer Hearing Site: Richmond, VA
| | Dismissed by Rule 12206 |
12-01361 | 01/02/2014 | Claimant(s): Frank Goldstein Claimant Lawyers(s): Benjamin Lapin Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Andrea Morgan Greene Arbitrator(s): Douglas Earl McLaren, Steven Irving Platt, Edward Alexander Jaffe Hearing Site: Baltimore, MD
| | Expungement |
13-00024 | 10/28/2013 | Claimant(s): Patricia Armstrong Claimant Lawyers(s): James L. Kauffman Respondent(s): Raymond James Financial Services., Morgan Stanley & Co. Respondent Lawyers(s): Terrence A. Bostic, William A. Hohauser Arbitrator(s): Douglas Earl McLaren, Joyce A. Mitchell, Olivia Milbank Farrar Hearing Site: Washington, DC
| | $0 |
12-02497 | 09/19/2013 | Claimant(s): James Halusky Claimant Lawyers(s): Christopher J. Gray Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Douglas Earl McLaren Hearing Site: Baltimore, MD
| | Expungement |
11-03725 | 06/18/2013 | Claimant(s): Laurent La Brie Claimant Lawyers(s): Andrew L. Jiranek Respondent(s): TD Ameritrade., Scott Cornett Respondent Lawyers(s): Hollie M. Mason Arbitrator(s): Douglas Earl McLaren Hearing Site: Baltimore, MD
| | $0 |