| 18-01740 | 12/28/2018 | Claimant(s): Lorenzo Esparza
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Vanessa C. Krumbein
Arbitrator(s): Kirtley M. Thiesmeyer
Hearing Site: Los Angeles, CA
| | |
| 18-02512 | 12/07/2018 | Claimant(s): Brian McDermott, Patricia McDermott
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): J.P. Morgan Securities, Wells Fargo Clearing Services, Kevin Mercer
Respondent Lawyers(s): Heidi E. VonderHeidi, Jeffery Rodgers, Kevin Allen Mercer
Arbitrator(s): Daniel Robbins
Hearing Site: New York, NY
|  | $600 |
| 17-02029 | 12/04/2018 | Claimant(s): Barbara Freeman
Claimant Lawyers(s): Michael L. Kirby
Respondent(s): J.P. Morgan Securities, Vincent McGuinness
Respondent Lawyers(s): Jason R. Lindsay
Arbitrator(s): Nancy J. Spieczny, Randall B Christison, Kevin Joseph Pilon
Hearing Site: San Diego, CA
| | Expungement |
| 18-01312 | 11/28/2018 | Claimant(s): Jennifer Hatch
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Thomas J. Cahill
Arbitrator(s): Robert E. Anderson
Hearing Site: New York, NY
| | |
| 18-00888 | 11/13/2018 | Claimant(s): Alexander Sugar
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): Morgan Stanley, J.P. Morgan Securities
Respondent Lawyers(s): Joseph A. Sack, Thomas J. Cahill
Arbitrator(s): James R. Collins
Hearing Site: Boston, MA
| | |
| 18-01293 | 10/31/2018 | Claimant(s): Ivan Alfaro-Ismodes
Claimant Lawyers(s): Eugene Small
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Matthew Chow
Arbitrator(s): James J. Fishman, Stevon Lord Forrester, Peter McClellan Wright
Hearing Site: New York, NY
| | |
| 17-03156 | 10/26/2018 | Claimant(s): Jason Sanders
Claimant Lawyers(s): Adam Kauff
Respondent(s): Chase Investment Services Corp., J.P. Morgan Securities
Respondent Lawyers(s): Thomas J. Cahill
Arbitrator(s): Howard D. Jacob
Hearing Site: New York, NY
| | |
| 18-00205 | 10/19/2018 | Claimant(s): George Schietinger
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Thomas J. Cahill
Arbitrator(s): Linda J. Baer
Hearing Site: New York, NY
| | |
| 17-01969 | 10/01/2018 | Claimant(s): George Mattson, GNM ICBC
Claimant Lawyers(s): Craig H. Kuglar
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Tibor L. Nagy
Arbitrator(s): Gloria O. North, Daniel Joseph Chiodo, Ronald W. Weissman
Hearing Site: Boca Raton, FL
| | $0 |
| 17-00279 | 06/26/2018 | Claimant(s): Mohamed Ahmed
Claimant Lawyers(s): Robert A. Giacovas
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Lawerence R. Sandak
Arbitrator(s): Paul Bennett Marrow, Thomas J. Stock, Marc S. Schindelheim
Hearing Site: New York, NY
| | |
