| 13-00041 | 08/05/2014 | Claimant(s): Eubulus Kerr
Claimant Lawyers(s): Gabrielle J. Pretto
Respondent(s): Anastasios Belesis, Brian Roth, George Belesis, Joseph Castellano, Michele Misiti, Peter Viglione, John Thomas Financial
Respondent Lawyers(s): Brian Roth, Dan A. Druz, Peter Viglione
Arbitrator(s): Kendall P. Hill, James E. Bolin, John J. Meyer
Hearing Site: New Orleans, LA
|  | $920,110 |
| 13-03334 | 07/29/2014 | Claimant(s): Estate of Dudley D. Martens
Claimant Lawyers(s): Christopher J. Gray
Respondent(s): Jerry McCutchen, Next Financial Group.
Respondent Lawyers(s): William F. Ray
Arbitrator(s): R. Lee Britton Jr., Lynne R. Stern, Daniel Patrick Hurley
Hearing Site: New Orleans, LA
| | Dismissed by Rule 12206 |
| 13-01639 | 07/24/2014 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Gregory S. Tendrich
Respondent(s): Gary Redden
Respondent Lawyers(s): Benjamin Alexander
Arbitrator(s): Jack Chapline Vaughan
Hearing Site: New Orleans, LA
| | |
| 13-00717 | 06/13/2014 | Claimant(s): Naveed Malik, Sadaf Malik
Claimant Lawyers(s): James T. Tran, Jessica Vasquez
Respondent(s): Andrew Black, Morgan Stanley, Michael Gagliardi
Respondent Lawyers(s): Brian C. Hale
Arbitrator(s): Robert R. Wolf, Jeffrey R. Jury, Stephen Edgar Eisenbraun
Hearing Site: New Orleans, LA
| | $0 |
| 12-01440 | 06/09/2014 | Claimant(s): Paul Westervelt, Tyler Kerrigan
Claimant Lawyers(s): Peter B. Sloss
Respondent(s): George Ball, William Sprague, Sanders Morris Harris Inc.
Respondent Lawyers(s): Jack D. Ballard, James Fornari
Arbitrator(s): Michael T. Nobile, Richard F. Dole, Allen M. Kerpan
Hearing Site: New Orleans, LA
| | |
| 13-02721 | 05/23/2014 | Claimant(s): Edward Heartfield, Karen Transier
Claimant Lawyers(s): Matthew E Wolper
Respondent(s): Frank Levy
Respondent Lawyers(s): Lance C. McCardle
Arbitrator(s): Brian James Tagtmeier
Hearing Site: New Orleans, LA
| | Expungement |
| 12-02780 | 05/15/2014 | Claimant(s): Eddie King
Claimant Lawyers(s): Jill L. Craft
Respondent(s): Deborah Pfister, Louis Duhe, Michel Singler, Allstate Financial Services, Allstate Insurance Company
Respondent Lawyers(s): Peter J. Valeta
Arbitrator(s): Lynne M. Gomez, Robert A. Wojcik, Brian P. Jakes
Hearing Site: New Orleans, LA
| | |
| 11-04259 | 05/13/2014 | Claimant(s): Patricia Williams
Claimant Lawyers(s): T. Jay Seale
Respondent(s): Ameriprise Financial Services., Jeanine Cazaubon
Respondent Lawyers(s): Susan Sheely
Arbitrator(s): Michele N. O'Brien, Eric M. Schorr
Hearing Site: New Orleans, LA
| | Expungement |
| 13-02315 | 03/19/2014 | Claimant(s): Sydney Crackower
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): NFP Securities.
Respondent Lawyers(s): Robin Crowin Campbell
Arbitrator(s): Donald Milo Helton
Hearing Site: New Orleans, LA
| | $300 |
| 11-04191 | 02/26/2014 | Claimant(s): John McGregor
Claimant Lawyers(s): Adam M. Green
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Joseph Calabrese
Arbitrator(s): Steve R. Neuman, Michele N. O'Brien, Michael Thomas Tusa
Hearing Site: New Orleans, LA
| | Expungement |
