| 17-01284 | 04/18/2019 | Claimant(s): Vincent Kimberly Del Corso Trust
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Christopher M. Sacco
Arbitrator(s): John P. Cullem, David M. Snyder, Philip L. Manczak
Hearing Site: Tampa, FL
|  | Expungement |
| 18-00699 | 04/03/2019 | Claimant(s): Brian Groh
Claimant Lawyers(s): Michelle Atlas
Respondent(s): Edward Jones
Respondent Lawyers(s): Paul Yarns
Arbitrator(s): John P. Cullem
Hearing Site: Orlando, FL
| | |
| 17-00254 | 02/22/2019 | Claimant(s): Carrie Ford, Watkins Family Trust
Claimant Lawyers(s): Christopher P. Milazzo
Respondent(s): Carroll Clark, Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): John P. Cullem, Mary Ann Etzler, Lorraine Naomi Pitre
Hearing Site: Orlando, FL
| | $15,300 |
| 18-03420 | 01/26/2019 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Eric R. Feld
Respondent(s): Anson Kanoy
Respondent Lawyers(s): Anson Kanoy
Arbitrator(s): John P. Cullem
Hearing Site: Jacksonville, FL
| | |
| 17-01999 | 01/18/2019 | Claimant(s): Nancy Mellon
Claimant Lawyers(s): Nancy Kimball Mellon
Respondent(s): Wells Fargo Advisors Financial Network, Wells Fargo Clearing Services, Peter Roome
Respondent Lawyers(s): Patricia Cowart, Peter D. Roome
Arbitrator(s): John P. Cullem
Hearing Site: Tampa, FL
| | Expungement |
| 18-00857 | 12/10/2018 | Claimant(s): Mary Carter
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Brandy Pikus Esq.
Arbitrator(s): John P. Cullem
Hearing Site: Jacksonville, FL
| | |
| 18-00537 | 11/19/2018 | Claimant(s): David Wiercinski
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): John P. Cullem
Hearing Site: Orlando, FL
| | |
| 17-02830 | 11/06/2018 | Claimant(s): Beth Rowlett, Carter Towne, Donna Lester, James Thannum, Janice Jeffrey, Judy Wormser, Margaret Bryant, Mary Jo Kearfort, Robert Burns, Steve Beaulieu, Thomas Scherer, Vicki Currie, Virginia Scherer
Claimant Lawyers(s): Scott D. Hirsch
Respondent(s): Pershing LLC
Respondent Lawyers(s): Jeffrey J. Chapman
Arbitrator(s): John P. Cullem, Patricia Best Vital, Robert Stewart Barney
Hearing Site: Memphis, TN
| | $0 |
| 18-02086 | 10/10/2018 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Jessica Klein
Respondent(s): Faine Beckerman
Respondent Lawyers(s): Faine Paula Beckerman
Arbitrator(s): John P. Cullem
Hearing Site: Tampa, FL
| | |
| 17-01125 | 05/09/2018 | Claimant(s): David Begala
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Kimberly J. Gustafson
Arbitrator(s): John P. Cullem
Hearing Site: Tampa, FL
| | |
