Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-03766 | 11/08/2019 | Claimant(s): John Kline Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): UBS Financial Services Inc., Janney Montgomery Scott LLC Respondent Lawyers(s): Jill Clarke, Jonathan C. Schwartz Arbitrator(s): Margaret Elizabeth Gee Hearing Site: Raleigh, NC | ||
| 19-00868 | 11/07/2019 | Claimant(s): Daniel Wolff Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Securities America. Respondent Lawyers(s): Tyler Schubauer Arbitrator(s): Nicholas John Taldone Hearing Site: Tampa, FL | ||
| 19-00869 | 11/06/2019 | Claimant(s): Marc Wolff Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Moors & Cabot. Respondent Lawyers(s): David L. Ward Arbitrator(s): James Mathieu Hearing Site: Tampa, FL | ||
| 19-00984 | 10/30/2019 | Claimant(s): G. Diddel Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Voya Financial Advisors. Respondent Lawyers(s): Christina Z. Vourakis Arbitrator(s): Susan Romano Hearing Site: New York, NY | ||
| 19-00881 | 10/15/2019 | Claimant(s): Jeremy Lott Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Michael S. Lamont Arbitrator(s): Daniel J. Pagnano Hearing Site: Oklahoma City, OK | ||
| 19-00205 | 10/02/2019 | Claimant(s): Matthew Campbell Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Commonwealth Financial Network Respondent Lawyers(s): Peter Wheeler, Vice Chairman Arbitrator(s): Gerald W. Hepp Hearing Site: Cleveland, OH | ||
| 19-00084 | 09/18/2019 | Claimant(s): Nicholas Economos Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Patrick J. Mulligan Arbitrator(s): Kenneth Paul Strongman Hearing Site: San Francisco, CA | ||
| 19-00129 | 09/13/2019 | Claimant(s): Joseph Glodek Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): William Scott & Co. L.L.C. Respondent Lawyers(s): Robert Hess Arbitrator(s): Jay Alan Kranis Hearing Site: Newark, NJ | ||
| 19-00256 | 08/23/2019 | Claimant(s): Chad Andrews Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Stanton A. Fears Arbitrator(s): Barry Goldman Hearing Site: Des Moines, IA | ||
| 18-03100 | 08/19/2019 | Claimant(s): Louis Dissel Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): TIAA-CREF Individual & Institutional Ser Respondent Lawyers(s): Julie Calderon Rizzo Arbitrator(s): Michael J. Meeusen Hearing Site: Cleveland, OH |