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FINRA Awards for Tosh D. Grebenik

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Displaying 61-70 out of 109 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0086811/07/2019Claimant(s): Daniel Wolff
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Securities America.
Respondent Lawyers(s): Tyler Schubauer
Arbitrator(s): Nicholas John Taldone
Hearing Site: Tampa, FL
19-0086911/06/2019Claimant(s): Marc Wolff
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Moors & Cabot.
Respondent Lawyers(s): David L. Ward
Arbitrator(s): James Mathieu
Hearing Site: Tampa, FL
19-0098410/30/2019Claimant(s): G. Diddel
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Voya Financial Advisors.
Respondent Lawyers(s): Christina Z. Vourakis
Arbitrator(s): Susan Romano
Hearing Site: New York, NY
19-0088110/15/2019Claimant(s): Jeremy Lott
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Michael S. Lamont
Arbitrator(s): Daniel J. Pagnano
Hearing Site: Oklahoma City, OK
19-0020510/02/2019Claimant(s): Matthew Campbell
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Commonwealth Financial Network
Respondent Lawyers(s): Peter Wheeler, Vice Chairman
Arbitrator(s): Gerald W. Hepp
Hearing Site: Cleveland, OH
19-0008409/18/2019Claimant(s): Nicholas Economos
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Patrick J. Mulligan
Arbitrator(s): Kenneth Paul Strongman
Hearing Site: San Francisco, CA
19-0012909/13/2019Claimant(s): Joseph Glodek
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): William Scott & Co. L.L.C.
Respondent Lawyers(s): Robert Hess
Arbitrator(s): Jay Alan Kranis
Hearing Site: Newark, NJ
19-0025608/23/2019Claimant(s): Chad Andrews
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Stanton A. Fears
Arbitrator(s): Barry Goldman
Hearing Site: Des Moines, IA
18-0310008/19/2019Claimant(s): Louis Dissel
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): TIAA-CREF Individual & Institutional Ser
Respondent Lawyers(s): Julie Calderon Rizzo
Arbitrator(s): Michael J. Meeusen
Hearing Site: Cleveland, OH
18-0407608/16/2019Claimant(s): Alan Augulis
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): APW Capital.
Respondent Lawyers(s): Timothy Liam Smith
Arbitrator(s): Denise L. Quarles
Hearing Site: Newark, NJ

109 Results

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