21-02840 | 07/01/2022 | Claimant(s): Stephen Barry Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Annamaria Boccia Smith, David Stein, Peter Whittingham Hearing Site: New York, NY
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21-01551 | 01/18/2022 | Claimant(s): Dwayne Tidwell Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Stanford Group Company Respondent Lawyers(s): Ralph S. Janvey, Receiver, W. Preston Martin Arbitrator(s): Lynne M. Gomez, Maurice J. Fallas, William James Smith Hearing Site: Houston, TX
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20-03890 | 12/22/2021 | Claimant(s): Shawn Maloney Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Commonwealth Financial Network Respondent Lawyers(s): Peter Wheeler Arbitrator(s): Josian Antoine Hearing Site: Albany, NY
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20-00067 | 11/29/2021 | Claimant(s): Gary Deardorff Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): LPL Financial LLC, Next Financial Group. Respondent Lawyers(s): John T. Unger, Sara B. Davis Arbitrator(s): Michael Kelley Hearing Site: Phoenix, AZ
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20-00417 | 11/04/2021 | Claimant(s): Jeffry Schneider Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): CIBC World Markets Corp. Respondent Lawyers(s): Elizabeth R. Aylett Arbitrator(s): Allan R. Lazor Hearing Site: Houston, TX
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20-03142 | 10/07/2021 | Claimant(s): Paul Neves Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Securities America. Respondent Lawyers(s): Chad Weaver Arbitrator(s): Kirtley M. Thiesmeyer Hearing Site: San Diego, CA
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20-03140 | 08/09/2021 | Claimant(s): James Ciocia Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Prime Capital Services. Respondent Lawyers(s): Fred N. Knopf Arbitrator(s): Karimu F. Hill-Harvey Hearing Site: Tampa, FL
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20-02928 | 07/30/2021 | Claimant(s): Daniel Avan Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Mary M. O'Neil Hearing Site: Los Angeles, CA
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20-02944 | 07/16/2021 | Claimant(s): Marcus Ashworth Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Morgan Keegan & Company Respondent Lawyers(s): Robert M. Rudnicki Arbitrator(s): Chandler R. Bridges Hearing Site: Atlanta, GA
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20-02633 | 07/02/2021 | Claimant(s): Brian Vosberg Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Centaurus Financial. Respondent Lawyers(s): Bryan Gless Arbitrator(s): Susan B. Gans-Smith Hearing Site: Los Angeles, CA
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