Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-01551 | 01/18/2022 | Claimant(s): Dwayne Tidwell Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Stanford Group Company Respondent Lawyers(s): Ralph S. Janvey, Receiver, W. Preston Martin Arbitrator(s): Lynne M. Gomez, Maurice J. Fallas, William James Smith Hearing Site: Houston, TX | ||
| 20-03890 | 12/22/2021 | Claimant(s): Shawn Maloney Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Commonwealth Financial Network Respondent Lawyers(s): Peter Wheeler Arbitrator(s): Josian Antoine Hearing Site: Albany, NY | ||
| 20-00067 | 11/29/2021 | Claimant(s): Gary Deardorff Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): LPL Financial LLC, Next Financial Group. Respondent Lawyers(s): John T. Unger, Sara B. Davis Arbitrator(s): Michael Kelley Hearing Site: Phoenix, AZ | ||
| 20-00417 | 11/04/2021 | Claimant(s): Jeffry Schneider Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): CIBC World Markets Corp. Respondent Lawyers(s): Elizabeth R. Aylett Arbitrator(s): Allan R. Lazor Hearing Site: Houston, TX | ||
| 20-03142 | 10/07/2021 | Claimant(s): Paul Neves Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Securities America. Respondent Lawyers(s): Chad Weaver Arbitrator(s): Kirtley M. Thiesmeyer Hearing Site: San Diego, CA | ||
| 20-03140 | 08/09/2021 | Claimant(s): James Ciocia Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Prime Capital Services. Respondent Lawyers(s): Fred N. Knopf Arbitrator(s): Karimu F. Hill-Harvey Hearing Site: Tampa, FL | ||
| 20-02928 | 07/30/2021 | Claimant(s): Daniel Avan Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Mary M. O'Neil Hearing Site: Los Angeles, CA | ||
| 20-02944 | 07/16/2021 | Claimant(s): Marcus Ashworth Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Morgan Keegan & Company Respondent Lawyers(s): Robert M. Rudnicki Arbitrator(s): Chandler R. Bridges Hearing Site: Atlanta, GA | ||
| 20-02633 | 07/02/2021 | Claimant(s): Brian Vosberg Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Centaurus Financial. Respondent Lawyers(s): Bryan Gless Arbitrator(s): Susan B. Gans-Smith Hearing Site: Los Angeles, CA | ||
| 20-03187 | 04/29/2021 | Claimant(s): Christopher Walker Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): C. Sumpter Logan Hearing Site: Kansas City, MO |