Potomac Analytics' Logo

FINRA Awards for Wells Fargo Clearing Services

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 331-340 out of 483 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0354411/26/2019Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Jack D. Ballard
Respondent(s): Wendell Stewart
Respondent Lawyers(s): P. Jacob Paschal
Arbitrator(s): Daniel J. Pagnano
Hearing Site: Houston, TX
19-0049311/26/2019Claimant(s): Robert Burns
Claimant Lawyers(s): Harris Freedman
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): James W. Geiger
Hearing Site: Boca Raton, FL
19-0096411/19/2019Claimant(s): Lee Tockman
Claimant Lawyers(s): Gordana Schifanelli
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jennifer G. Chawla
Arbitrator(s): Julian F. Santos, Sandralin J. Kiss, Lisa Diane Love
Hearing Site: Newark, NJ
19-0123811/19/2019Claimant(s): Scott Hilton
Claimant Lawyers(s): Joseph A. Vallo
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Patricia S. Cowart
Arbitrator(s): Maurice M. Feller, Adam Murray Walters, Niels Patrick Murphy
Hearing Site: Jacksonville, FL
19-0084011/14/2019Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Timothy N Will
Respondent(s): Ruben Cavada
Respondent Lawyers(s): Ruben Cavada
Arbitrator(s): Kendall C. Reed
Hearing Site: Los Angeles, CA
18-0044911/08/2019Claimant(s): Isabel Katzin IRA, Richard Katzin IRA, Richard & Isabel Katzin
Claimant Lawyers(s): Bradley D. Schnur
Respondent(s): Wells Fargo Clearing Services, Robert Greene
Respondent Lawyers(s): Demian Betz
Arbitrator(s): Annamaria Boccia Smith, Arthur M. Schoenberger, Kent L. Benziger
Hearing Site: New York, NY
Checkmark Icon$0
17-0341211/07/2019Claimant(s): Lawrence Freedman, Mary Freedman
Claimant Lawyers(s): Jonathan B. Butler
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Amy S. Rubin
Arbitrator(s): Elena G. Rodriguez, Peter A. Roche, Gary Mathew Singer
Hearing Site: Boca Raton, FL
Checkmark Icon$0
19-0123011/06/2019Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Elizabeth H. Lindh
Respondent(s): John Agostino
Respondent Lawyers(s): John Shannon Agostino
Arbitrator(s): Mandel E. Himelstein
Hearing Site: San Diego, CA
19-0001211/05/2019Claimant(s): Wallace Freemon
Claimant Lawyers(s): Benjamin D. Ridings
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Stephen M. Cox
Arbitrator(s): Robert H. Putnam, Fred Kelner, Joseph A Newcomb
Hearing Site: Raleigh, NC
19-0120611/01/2019Claimant(s): Mark Elston
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Philip Aaron Tymon
Hearing Site: Reno, NV

483 Results

Display: