| 19-02705 | 01/10/2020 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Beverly Jo Slaughter
Respondent(s): Frank Wroblewski
Respondent Lawyers(s): Frank Charles Wroblewski
Arbitrator(s): Dora M. Lassinger
Hearing Site: New York, NY
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| 19-01145 | 01/07/2020 | Claimant(s): George Mathis
Claimant Lawyers(s): Bruce W. Barnes
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): John P. Cullem, Gregory L. Hess, Lewis Gordon Brewer
Hearing Site: Orlando, FL
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| 19-01112 | 12/26/2019 | Claimant(s): Allen Schreiber
Claimant Lawyers(s): Harris M. Freedman
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Geoff Beckham
Arbitrator(s): Benjamin F. Breslauer
Hearing Site: Los Angeles, CA
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| 17-02390 | 12/23/2019 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Jack D. Ballard
Respondent(s): Thomas Allred
Respondent Lawyers(s): Thomas Brian Allred
Arbitrator(s): G. Maynard Green
Hearing Site: Dallas, TX
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| 19-00233 | 12/19/2019 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Timothy N Will
Respondent(s): Thomas Herber
Respondent Lawyers(s): Thomas William Herber
Arbitrator(s): Gary Kostow
Hearing Site: San Francisco, CA
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| 19-02219 | 12/19/2019 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Retta A. Miller
Respondent(s): Vernon Sears
Respondent Lawyers(s): Vernon David Sears
Arbitrator(s): Christine L. Stetson
Hearing Site: Houston, TX
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| 17-02398 | 12/11/2019 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Craig D. Stein
Respondent(s): Arthur Brown
Respondent Lawyers(s): Andre R. Perron
Arbitrator(s): Muriel Desloovere, John L Mutolo, Lisa Elkin Schwartz
Hearing Site: Tampa, FL
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| 18-04443 | 12/03/2019 | Claimant(s): Marcos Cigagna
Claimant Lawyers(s): Joshua A. Katz
Respondent(s): Wells Fargo Clearing Services, Banc of America Investment Services Inc.
Respondent Lawyers(s): Joel M. Everest, Patricia E. Cowart
Arbitrator(s): Thomas Joseph Atkinson
Hearing Site: Orlando, FL
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| 18-03813 | 11/29/2019 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Kevin J. Woods
Respondent(s): Richard Frank
Respondent Lawyers(s): Richard Kevin Frank
Arbitrator(s): Kendall C. Reed
Hearing Site: Los Angeles, CA
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| 19-00468 | 11/29/2019 | Claimant(s): Michael Hopkins
Claimant Lawyers(s): Joelle A. Simms
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Stuart K. Furman
Hearing Site: Orlando, FL
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