| 10-02884 | 01/10/2012 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): John T. McGuire
Respondent(s): Martin Zalin
Respondent Lawyers(s): Martin Harris Zalin
Arbitrator(s): C. Sidney Lester
Hearing Site: New York, NY
| | |
| 10-03067 | 01/05/2012 | Claimant(s): Nicole Perry
Claimant Lawyers(s): Glenn S. Gitomer
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Michael J. McAllister
Arbitrator(s): David S. Billet, John J. Witkowski, Martin H. Jaffe
Hearing Site: New York, NY
|  | $6,109,110 |
| 10-02737 | 12/14/2011 | Claimant(s): Estate of Dr. Paul Tanner
Claimant Lawyers(s): Mitchell H. Cobert
Respondent(s): Oppenheimer & Co.., Kedrick Sackey
Respondent Lawyers(s): Ellen Sheridan Cona, Irwin Weltz
Arbitrator(s): Ronald Citron, Daniel P. Lund, Martin R. Cramer
Hearing Site: Newark, NJ
| | $0 |
| 09-05335 | 12/13/2011 | Claimant(s): Nicholas Stefanis
Claimant Lawyers(s): James R. Hubbard
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Ellen Sheridan-Cona
Arbitrator(s): Chandler R Bridges, George S. Willingham, Michael J. Ahlstrom
Hearing Site: Atlanta, GA
| | |
| 10-00502 | 12/13/2011 | Claimant(s): Carmela Di Gregorio
Claimant Lawyers(s): Thomas R. Catanese
Respondent(s): Oppenheimer & Co.., Ronald Kunze
Respondent Lawyers(s): Diana H. Sur, Robert J. Girard
Arbitrator(s): John E. Ohashi, Elizabeth A. Copley, Andrew Corell Wahrenbrock
Hearing Site: Los Angeles, CA
| | Expungement |
| 10-05542 | 12/01/2011 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Loretta M. Gastwirth
Respondent(s): Fred Johnson
Respondent Lawyers(s): Fred Johnson
Arbitrator(s): Charles Kleinbaum, Denise N. Seegobin, David A. Schwarz
Hearing Site: New York, NY
| | |
| 10-03776 | 11/30/2011 | Claimant(s): Larry and Barbara Friedman
Claimant Lawyers(s): David E. Robbins
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Michael Gibson
Arbitrator(s): Michael E. Scullin, David F. Griesing, Catherine S. Kopley
Hearing Site: Philadelphia, PA
| | $625,000 |
| 08-00443 | 11/17/2011 | Claimant(s): Gerald Rupp, John Roberts
Claimant Lawyers(s): Robert J. Hausen
Respondent(s): Oppenheimer & Co.., Nancy Abraham
Respondent Lawyers(s): Peter Byer, Stephen Ehrenberg
Arbitrator(s): Joseph J. Arata, Robina Fedora Asti, Edward G. Toptani
Hearing Site: New York, NY
| | $0 |
| 10-04145 | 10/17/2011 | Claimant(s): James Fraser, Nancy Fraser
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Dean Smith, Oppenheimer & Co..
Respondent Lawyers(s): Diana H. Sur
Arbitrator(s): Stephen D Kursman, William M. Azkoul, Anthony Allen Mogle
Hearing Site: Detroit, MI
| | $52,500 |
| 09-06333 | 09/20/2011 | Claimant(s): Maria Pitch, Nicholas Pitch
Claimant Lawyers(s): Brian S. Conneely
Respondent(s): David Feigeles, Henry Fichtner, Oppenheimer & Co.., Mark Hotton
Respondent Lawyers(s): Michael Finkelstein, Peter Byer
Arbitrator(s): Mark Mendley, Joseph Mark Hubbell, Adam B. Lass
Hearing Site: New York, NY
| | Expungement |
