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FINRA Awards for Benjamin Lapin

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Displaying 41-50 out of 78 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0223912/04/2012Claimant(s): Donna Jurena, William Jurena
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Alexander B. Feinberg
Arbitrator(s): James R. McGuone, Arthur P. Barry, Jerome Jack Shure
Hearing Site: Atlanta, GA
Checkmark IconExpungement
11-0151311/19/2012Claimant(s): Ronald Viola
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Chan Nam
Arbitrator(s): William I. Carmen, Jane S. McMahon, Francis J. Pavetti
Hearing Site: Hartford, CT
Checkmark IconExpungement
11-0151911/19/2012Claimant(s): Timothy Hullett
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): William M. Mann
Arbitrator(s): Leonard E. Benade
Hearing Site: Charlotte, NC
Checkmark Icon$225
11-0089209/19/2012Claimant(s): Dharmendra Patel and Saroj Patel
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Michael J. Zaretsky
Arbitrator(s): Linda T. Pellegrino
Hearing Site: Newark, NJ
Checkmark IconExpungement
11-0332509/14/2012Claimant(s): Heidi Fritsch-Gil
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): Carrie L. Chelko
Arbitrator(s): Abraham Harry Bunis
Hearing Site: Newark, NJ
Checkmark IconExpungement
11-0093909/06/2012Claimant(s): Jay Ash
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Wells Fargo Advisors, Merrill Lynch Pierce Fenner & Smith Inc., Ronald Lavo
Respondent Lawyers(s): Spencer Persson
Arbitrator(s): Doris V. Knotter, Sally G. Williams, Deanna Margaret Veitia
Hearing Site: San Diego, CA
Checkmark IconExpungement
10-0436408/31/2012Claimant(s): Mark Zaidel
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Bryant Weintraub
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Christopher C. Willett, Ramona L. Gallagher, Martin John Satalin
Hearing Site: Syracuse, NY
Checkmark IconExpungement
11-0151408/21/2012Claimant(s): James Skidmore, Peggy Skidmore
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): J.P. Morgan Securities Inc.
Respondent Lawyers(s): Eugene L. Small
Arbitrator(s): Craig Scott Bartlett, Edith M. Novack, Paul Allan Massaro
Hearing Site: Newark, NJ
Checkmark Icon$0
11-0469508/20/2012Claimant(s): Aldo Valente, Nelson Martins
Claimant Lawyers(s): Joseph Keenan
Respondent(s): Nicholas Mazzaferro
Respondent Lawyers(s): Benjamin Lapin
Arbitrator(s): Madelyn A. Levy
Hearing Site: New York, NY
Expungement
11-0025807/17/2012Claimant(s): Helena Stuart, John Stuart
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Morgan Stanley, Robert Fomon
Respondent Lawyers(s): Kenneth E. Meister, Susan Poder MacFarlane
Arbitrator(s): Diane Getzler, Orestes J. Mihaly, Julian F. Santos
Hearing Site: New York, NY
Checkmark Icon$0

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