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FINRA Awards for Dharmendra Patel and Saroj Patel

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0089209/19/2012Claimant(s): Dharmendra Patel and Saroj Patel
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Michael J. Zaretsky
Arbitrator(s): Linda T. Pellegrino
Hearing Site: Newark, NJ
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