Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-03254 | 06/06/2019 | Claimant(s): Ronald Wetzel Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley, Legg Mason Wood Walker, Citigroup Global Markets. Respondent Lawyers(s): Abigail D. Elrod, Barbara Weaver, David I. Hantman Arbitrator(s): Jim Geiger Hearing Site: Baltimore, MD | $0 | |
| 18-02298 | 05/31/2019 | Claimant(s): James Raia Claimant Lawyers(s): Dochtor Kennedy Respondent(s): GunnAllen Financial, J.P. Turner & Company, L.L.C. Respondent Lawyers(s): Jeremy Carr, Soneet R. Kapila Arbitrator(s): Martin A. Edelstein Hearing Site: New York, NY | $0 | |
| 18-04410 | 05/28/2019 | Claimant(s): Theodore Durante Claimant Lawyers(s): Dochtor Kennedy Respondent(s): TFS Securities. Respondent Lawyers(s): Tammy S. Case Arbitrator(s): Guillermo L. Bosch Hearing Site: Philadelphia, PA | $0 | |
| 19-00174 | 05/28/2019 | Claimant(s): Jeffery Harper Claimant Lawyers(s): Dochtor Kennedy Respondent(s): MSI Financial Services. Respondent Lawyers(s): Martin Harris Arbitrator(s): Lee H. Goodman Hearing Site: Chicago, IL | $0 | |
| 18-04050 | 05/24/2019 | Claimant(s): Robert Disman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Stanton A. Fears Arbitrator(s): Kirtley M. Thiesmeyer Hearing Site: Las Vegas, NV | $0 | |
| 18-04078 | 05/24/2019 | Claimant(s): Elizabeth Sum-Slaughter Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Robert L. Lestina Hearing Site: Atlanta, GA | $0 | |
| 18-03665 | 05/20/2019 | Claimant(s): Lance Roberts Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wunderlich Securities. Respondent Lawyers(s): James T. Ritt Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX | $0 | |
| 18-03909 | 05/17/2019 | Claimant(s): Jeff Davis Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): C. Sumpter Logan Hearing Site: Dallas, TX | $0 | |
| 18-02942 | 05/16/2019 | Claimant(s): William Morse Claimant Lawyers(s): Dochtor Kennedy Respondent(s): B. C. Ziegler And Company Respondent Lawyers(s): Jonathan W. Hackbarth Arbitrator(s): David J. Hase Hearing Site: Milwaukee, WI | $0 | |
| 18-00028 | 05/14/2019 | Claimant(s): Marc Scudillo Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Securities America. Respondent Lawyers(s): Tyler Schubauer Arbitrator(s): Dan Brecher Hearing Site: New York, NY | $0 |