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FINRA Awards for Jeff Davis

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0412009/30/2019Claimant(s): Jeff Davis
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Neal S. Robb
Arbitrator(s): David A. Schuler
Hearing Site: Dallas, TX
18-0438909/16/2019Claimant(s): Jeff Davis
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Timothy L. Moore
Arbitrator(s): Maxel (Bud) B Silverberg
Hearing Site: Dallas, TX
18-0390905/17/2019Claimant(s): Jeff Davis
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): C. Sumpter Logan
Hearing Site: Dallas, TX

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