Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-01735 | 01/26/2021 | Claimant(s): John Lynch Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Lynn Hirschfeld Brahin Hearing Site: Milwaukee, WI | ||
| 20-02123 | 01/26/2021 | Claimant(s): Leo Robinson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley Respondent Lawyers(s): Andrew Gelfand Arbitrator(s): Gerard S. Marsan Hearing Site: Boston, MA | ||
| 20-00659 | 01/25/2021 | Claimant(s): James Faddy Claimant Lawyers(s): Dochtor Kennedy Respondent(s): SEG Capital Respondent Lawyers(s): Legal Department Arbitrator(s): Joseph I. Liebman Hearing Site: New York, NY | ||
| 20-02191 | 01/25/2021 | Claimant(s): David Stokes Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Cetera Advisor Networks LLC Respondent Lawyers(s): David Feldstein Arbitrator(s): David A. Schuler Hearing Site: New Orleans, LA | ||
| 20-02183 | 01/22/2021 | Claimant(s): Michael Kentor Claimant Lawyers(s): Dochtor Kennedy Respondent(s): M Holdings Securities. Respondent Lawyers(s): Noel Barnes Arbitrator(s): Thomas A. Martin Hearing Site: Houston, TX | ||
| 20-01198 | 01/20/2021 | Claimant(s): Chesley Morton Claimant Lawyers(s): Dochtor Kennedy Respondent(s): B. Riley Wealth Management Respondent Lawyers(s): Michael Markunas Arbitrator(s): Michael J. Ahlstrom Hearing Site: Atlanta, GA | ||
| 19-03049 | 01/19/2021 | Claimant(s): Christopher Bice Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Lynne T. Albert Hearing Site: Charlotte, NC | ||
| 20-01316 | 01/19/2021 | Claimant(s): Shannon Cotter Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Stephen M. Cox Arbitrator(s): Michael J. Ahlstrom Hearing Site: Charlotte, NC | ||
| 20-01448 | 01/19/2021 | Claimant(s): James Holt Claimant Lawyers(s): Dochtor Kennedy Respondent(s): MSI Financial Services. Respondent Lawyers(s): Martin Harris Arbitrator(s): Lynn Hirschfeld Brahin Hearing Site: Indianapolis, IN | ||
| 20-01729 | 01/19/2021 | Claimant(s): Joseph Davis Claimant Lawyers(s): Dochtor Kennedy Respondent(s): AXA Advisors Respondent Lawyers(s): Annette K. Ebright Arbitrator(s): Donald N. Tolin Hearing Site: Salt Lake City, UT |