Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-02239 | 10/24/2022 | Claimant(s): Walter Helms Claimant Lawyers(s): Dochtor Kennedy Respondent(s): M Holdings Securities. Respondent Lawyers(s): Amir Tadjedin Arbitrator(s): Mollie Wagner Neal Hearing Site: Atlanta, GA | ||
| 22-00086 | 10/24/2022 | Claimant(s): Cesar Colis Vidal Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley Respondent Lawyers(s): Andrew Joyce Arbitrator(s): Howard D. Jacob Hearing Site: New York, NY | ||
| 22-01011 | 10/21/2022 | Claimant(s): James Leo Claimant Lawyers(s): Dochtor Kennedy Respondent(s): PNC Brokerage Corp Respondent Lawyers(s): Angelina T. Evans Arbitrator(s): Edith M. Novack Hearing Site: Jersey City, NJ | ||
| 22-00322 | 10/18/2022 | Claimant(s): Marat Kushner Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Laura A. Kaster Hearing Site: Baltimore, MD | ||
| 22-00293 | 10/17/2022 | Claimant(s): Brian Kurland Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Waddell & Reed Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Stephany Adriene Watson Hearing Site: Portland, OR | ||
| 22-00543 | 10/14/2022 | Claimant(s): Joseph Smith Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kelsey Vasko Arbitrator(s): Jim Geiger Hearing Site: Louisville, KY | ||
| 22-00182 | 10/11/2022 | Claimant(s): Matthew Lohr Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Christopher F. Robertson Arbitrator(s): Marilee Roberg Hearing Site: Chicago, IL | ||
| 21-02784 | 10/07/2022 | Claimant(s): Fred Horrocks Claimant Lawyers(s): Dochtor Kennedy Respondent(s): MMLInvestors Services Respondent Lawyers(s): William P. Thornton Arbitrator(s): Thomas E Kopil Hearing Site: Philadelphia, PA | ||
| 22-00239 | 09/29/2022 | Claimant(s): Kevin Mann Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Laura Ruiz Rivera Arbitrator(s): Carl E. Ver Beek Hearing Site: Minneapolis, MN | ||
| 22-00143 | 09/28/2022 | Claimant(s): Nilos Sakellariou Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Glen Eagle Wealth Respondent Lawyers(s): Andrew M. DeLucia, W. Preston Martin Arbitrator(s): Thomas B. Corey Hearing Site: Baltimore, MD |