| 16-03560 | 05/17/2017 | Claimant(s): Wayne Meland
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Kimberly Gustafson
Arbitrator(s): Edward R. Niederriter
Hearing Site: Boca Raton, FL
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| 16-03058 | 05/11/2017 | Claimant(s): Joseph Mondell
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Marcia A. Washkuhn
Arbitrator(s): Michael H. DuBoff
Hearing Site: New York, NY
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| 16-03104 | 05/11/2017 | Claimant(s): Stephen Overton
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Brandy Pikus
Arbitrator(s): Richard S. Zaifert
Hearing Site: Tampa, FL
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| 16-02666 | 05/03/2017 | Claimant(s): Joseph Piellucci
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Advisors, UBS Financial Services Inc.
Respondent Lawyers(s): Jonathan C. Schwartz, Michael Naccarato
Arbitrator(s): Frances Johnson Wright
Hearing Site: Dallas, TX
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| 16-03061 | 04/17/2017 | Claimant(s): Rolf Maile
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn D. Perreault
Arbitrator(s): Laurel Littman Gothelf
Hearing Site: Las Vegas, NV
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| 16-02944 | 04/07/2017 | Claimant(s): Glen Smith
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Lacy M. Triplett
Arbitrator(s): David A. Schuler
Hearing Site: Dallas, TX
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| 16-02894 | 04/05/2017 | Claimant(s): Edward Camp
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): CFD Investments., Spectrum Investment Services.
Respondent Lawyers(s): Mary Lou Sanders, Matthew Bahrenburg
Arbitrator(s): Raymond P. Buschmann
Hearing Site: Chicago, IL
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| 16-03102 | 03/30/2017 | Claimant(s): Michael Addessi
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): H.D. Vest Investment Services.
Respondent Lawyers(s): Eric Chartan
Arbitrator(s): Edith N. Dinneen
Hearing Site: Tampa, FL
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| 16-03042 | 03/27/2017 | Claimant(s): Eric Stubbs
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): J.P. Morgan Securities, RBC Capital Markets LLC
Respondent Lawyers(s): Eugene Small, Patrick Howley
Arbitrator(s): Joan M. Traub
Hearing Site: New York, NY
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| 16-02547 | 03/07/2017 | Claimant(s): Dean Williamson
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Brandy Pikus
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Charlotte, NC
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