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FINRA Awards for Lacy M. Triplett

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
16-0305506/12/2017Claimant(s): Nancy Bello
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Lacy M. Triplett
Arbitrator(s): Madelon M. Rosenfeld
Hearing Site: New York, NY
16-0324505/30/2017Claimant(s): John Barrett
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Lacy M. Triplett
Arbitrator(s): Patrick R. Westerkamp
Hearing Site: Newark, NJ
16-0294404/07/2017Claimant(s): Glen Smith
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Lacy M. Triplett
Arbitrator(s): David A. Schuler
Hearing Site: Dallas, TX
16-0258202/15/2017Claimant(s): Lance Lipset
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Lacy M. Triplett
Arbitrator(s): Joan M. Traub
Hearing Site: Newark, NJ

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