10-05324 | 02/03/2012 | Claimant(s): Ana Rosa Garcia, Luis Rosario Serrano Claimant Lawyers(s): Scott L. Silver Respondent(s): Popular Securities. Respondent Lawyers(s): Maritere Colon-Dominguez Arbitrator(s): Mark C. Perry, Elena G. Rodriguez, Daniel P. Lund Hearing Site: San Juan, PR
| | Expungement |
10-02737 | 12/14/2011 | Claimant(s): Estate of Dr. Paul Tanner Claimant Lawyers(s): Mitchell H. Cobert Respondent(s): Oppenheimer & Co.., Kedrick Sackey Respondent Lawyers(s): Ellen Sheridan Cona, Irwin Weltz Arbitrator(s): Ronald Citron, Daniel P. Lund, Martin R. Cramer Hearing Site: Newark, NJ
| | $0 |
10-05160 | 11/18/2011 | Claimant(s): Hang Bui Claimant Lawyers(s): Walter Birkel Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): David E. Strand Arbitrator(s): Joan M. Traub, Daniel P. Lund, Michael L.B. Kaplan Hearing Site: Newark, NJ
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10-03972 | 11/14/2011 | Claimant(s): Aviva Apel Claimant Lawyers(s): David J. Shea Respondent(s): Brian Gold, Izhar Shefer, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Julie Wilson Portera Arbitrator(s): Gary W. Pollack, Daniel P. Lund, Robert Charles Stamm Hearing Site: Miami, FL
| | $0 |
08-01683 | 09/30/2011 | Claimant(s): Citigroup Global Markets., Citigroup Global Markets Holdings. Claimant Lawyers(s): Jason Haselkorn Respondent(s): John Perry, Ronald Perry Respondent Lawyers(s): Jarrod J. Malone Arbitrator(s): Thomas Czinner, Daniel P. Lund, Andrew David Kahng Hearing Site: Boca Raton, FL
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09-01648 | 07/16/2010 | Claimant(s): Joseph Demty, Mr. Joseph J. Demty, IRA Claimant Lawyers(s): Joseph J. Demty Respondent(s): Thinkorswim. Respondent Lawyers(s): Elizabeth A. Fitzwater Arbitrator(s): Nancy J. Cliff, Jonathan H. Parker, Daniel P. Lund Hearing Site: Miami, FL
| | $0 |
09-00176 | 06/28/2010 | Claimant(s): Kevin Dirussa Claimant Lawyers(s): Jonathan Sack Respondent(s): Sterne, Agee & Leach. Respondent Lawyers(s): Stephen L. Poer Arbitrator(s): Louis H. Miron, Marvin Schleyer, Daniel P. Lund Hearing Site: Newark, NJ
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09-02871 | 06/04/2010 | Claimant(s): David Wechsler and Amy Wechsler JT/TIC Claimant Lawyers(s): David E. Robbins Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Megan Shea-Harwick Arbitrator(s): Alan K. Bloom, Joan Marie Chiusano, Daniel P. Lund Hearing Site: New York, NY
| | $1,319,800 |
06-03827 | 03/18/2008 | Claimant(s): Robert V. Troy, Estate of Eleanor Daly Claimant Lawyers(s): Robert V. Troy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Patrick Taylor Respondent Lawyers(s): Neil S. Baritz Arbitrator(s): Scott Pierce, Daniel P. Lund, William H. Morley Hearing Site: New York, NY
| | $0 |
06-04797 | 11/19/2007 | Claimant(s): Thomas Quigley Claimant Lawyers(s): Oren Giskan Respondent(s): BNY Brokerage LLC Respondent Lawyers(s): Robert Piliero Arbitrator(s): Eugene M. Kaufman, Diane Ciccone, Daniel P. Lund Hearing Site: New York, NY
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