14-01897 | 01/06/2015 | Claimant(s): Adolf Stepaniuk Claimant Lawyers(s): Adolf Stepaniuk Respondent(s): Shawn Saguid Respondent Lawyers(s): Shawn Saguid Arbitrator(s): David J. Weisenfeld Hearing Site: New York, NY
| | $213 |
13-03364 | 12/22/2014 | Claimant(s): Richard Brooks Claimant Lawyers(s): Christopher J. Gray Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Alexandra L. Dunaif, Arthur M. Handler, David J. Weisenfeld Hearing Site: New York, NY
| | $0 |
13-03563 | 10/24/2014 | Claimant(s): Jerry Ratledge Claimant Lawyers(s): Jerry T. Ratledge Respondent(s): Ronald Cole, Stephen Renaud, Steven Nicholson Respondent Lawyers(s): Irwin Weltz, Stephen Renaud Arbitrator(s): Stephen A. Weiner, David J. Weisenfeld, Eric Steven Greenebaum Hearing Site: New York, NY
| | Expungement |
13-00762 | 07/31/2014 | Claimant(s): Ritankar Pal Claimant Lawyers(s): Marc A. Susswein Respondent(s): Barclays Capital Inc. Respondent Lawyers(s): Theodore O. Rogers Arbitrator(s): David J. Weisenfeld, Jay Alan Kranis, Michael J. Contrastano Hearing Site: New York, NY
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12-01252 | 03/25/2014 | Claimant(s): Shaun Moran Claimant Lawyers(s): Shaun Moran Respondent(s): Banc of America Securities LLC, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Ira G. Rosenstein Arbitrator(s): Walter C. Parrish, David J. Weisenfeld, Barbara Antonello Mentz Hearing Site: New York, NY
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13-00088 | 03/19/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Alan S. Brodherson Respondent(s): Anthony Manougian Respondent Lawyers(s): Anthony Manougian Arbitrator(s): Alan A. Gray, Richard E. Castiglioni, David J. Weisenfeld Hearing Site: New York, NY
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11-04239 | 08/22/2013 | Claimant(s): Susan Moses, William Fand, Susan Moses IRA Claimant Lawyers(s): Anthony James Eccleston Respondent(s): David Lerner Associates. Respondent Lawyers(s): Lauren R. Fox Arbitrator(s): Harold I. Geringer, Paul S. Biederman, David J. Weisenfeld Hearing Site: New York, NY
| | $0 |
12-00528 | 04/25/2013 | Claimant(s): Donald Kress, Patricia Kress Claimant Lawyers(s): Michael Hanson Respondent(s): John Orlando, Sterne Agee Financial Services. Respondent Lawyers(s): David Feingold Arbitrator(s): Jack Friedman, David J. Weisenfeld, Nicholas C. George Hearing Site: New York, NY
| | $0 |
11-03124 | 03/14/2013 | Claimant(s): James Kuczmarski Claimant Lawyers(s): Michael G. Berger Respondent(s): Barclays Capital Inc. Respondent Lawyers(s): Patrick Shea Arbitrator(s): Annamaria Boccia Smith, David J. Weisenfeld, Kevin P. Feerick Hearing Site: New York, NY
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10-01766 | 02/12/2013 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Lauren R. Fox Respondent(s): Richard Kasparian Respondent Lawyers(s): Joseph Keenan Arbitrator(s): David J. Weisenfeld Hearing Site: New York, NY
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