| 18-03207 | 08/14/2019 | Claimant(s): Drew Freides
Claimant Lawyers(s): Kurt T. Kalberer
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): Charles Evan Stewart
Arbitrator(s): Morris S. Getzels
Hearing Site: Los Angeles, CA
| | $0 |
| 19-01651 | 08/14/2019 | Claimant(s): Bryan Stebel
Claimant Lawyers(s): Elizabeth A. Lowery
Respondent(s): Cambridge Investment Research.
Respondent Lawyers(s): Jeanette Dennis
Arbitrator(s): Mary M. O'Neil
Hearing Site: Los Angeles, CA
| | $0 |
| 18-03915 | 08/13/2019 | Claimant(s): Stuart Tsujimoto
Claimant Lawyers(s): Nathan Lamb
Respondent(s): Cetera Advisor Networks Llc
Respondent Lawyers(s): Jeremy Carr
Arbitrator(s): Alan M. Rosen
Hearing Site: Los Angeles, CA
| | $0 |
| 18-00400 | 08/12/2019 | Claimant(s): Benjamin Kwon, Castle Eurasia Corp, El Centro Acres
Claimant Lawyers(s): Benjamin Kwon
Respondent(s): Milan Konkol, MUFG Union Bank, N.A., Unionbanc Investment Services
Respondent Lawyers(s): Ryan S. Lean
Arbitrator(s): Thomas E. Shuck, Jack R. Goetz, Lisa Miller
Hearing Site: Los Angeles, CA
|  | $0 |
| 19-00212 | 08/09/2019 | Claimant(s): Tradestation Securities.
Claimant Lawyers(s): Steven M. Greenbaum
Respondent(s): Ksenia Pasochnik
Respondent Lawyers(s): Ksenia Pasochnik
Arbitrator(s): Kendall C. Reed
Hearing Site: Los Angeles, CA
| | $0 |
| 17-00467 | 08/09/2019 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jason E. Murtagh
Respondent(s): Michael Jeppson, Raymond James Financial Services.
Respondent Lawyers(s): David Harrison, Devin A. Donohue
Arbitrator(s): Jeffrey E. Skogsbergh, Richard Maurice Robinson, Kirtley M. Thiesmeyer
Hearing Site: Los Angeles, CA
| | $0 |
| 18-01427 | 08/09/2019 | Claimant(s): John Quinn
Claimant Lawyers(s): Michelle Atlas
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Trevor J. Hardy
Arbitrator(s): Anita Rae Shapiro
Hearing Site: Los Angeles, CA
| | $0 |
| 18-02119 | 08/08/2019 | Claimant(s): David James
Claimant Lawyers(s): Owen Harnett
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Samantha Parrish
Arbitrator(s): Joseph C. Watson
Hearing Site: Los Angeles, CA
| | $0 |
| 18-03819 | 08/07/2019 | Claimant(s): Thomas Goodson
Claimant Lawyers(s): Amir Tadjedin
Respondent(s): Securities America.
Respondent Lawyers(s): Chad Weaver
Arbitrator(s): Robert E. Jenks
Hearing Site: Los Angeles, CA
| | $0 |
| 18-02120 | 08/05/2019 | Claimant(s): Isidro Miramontes
Claimant Lawyers(s): David Harrison
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Timothy L. Moore
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
| | $0 |
