Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02673 | 03/18/2021 | Claimant(s): Bradley Thompson Claimant Lawyers(s): Harris Freedman Respondent(s): LPL Financial LLC Respondent Lawyers(s): Brian Harlan Arbitrator(s): Helen Marinak Blohm Hearing Site: Cheyenne, WY | ||
| 20-02493 | 03/15/2021 | Claimant(s): Christopher Ficara Claimant Lawyers(s): Harris Freedman Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Patrick J. Mulligan Arbitrator(s): Morris S. Getzels Hearing Site: San Diego, CA | ||
| 20-01887 | 03/09/2021 | Claimant(s): Alexandre Braune Claimant Lawyers(s): Harris Freedman Respondent(s): Brickell Global Markets. Respondent Lawyers(s): Christian R. Batalha Arbitrator(s): David P. Slater Hearing Site: Boca Raton, FL | ||
| 20-01794 | 02/23/2021 | Claimant(s): Vincent Bonavia Claimant Lawyers(s): Harris Freedman Respondent(s): Valmark Securities. Respondent Lawyers(s): Benjamin J. Biard Arbitrator(s): James W. Geiger Hearing Site: Boca Raton, FL | ||
| 20-01830 | 02/19/2021 | Claimant(s): Mario Govic Claimant Lawyers(s): Harris Freedman Respondent(s): MSI Financial Services. Respondent Lawyers(s): Martin Harris Arbitrator(s): Thomas J. Patka Hearing Site: Tampa, FL | ||
| 20-01102 | 02/10/2021 | Claimant(s): James Kirwan Claimant Lawyers(s): Harris Freedman Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Mary Margaret Bush Hearing Site: San Francisco, CA | ||
| 20-02147 | 01/29/2021 | Claimant(s): Jason Stephens Claimant Lawyers(s): Harris Freedman Respondent(s): Morgan Stanley Respondent Lawyers(s): Kimberly J. Gustafson Arbitrator(s): Kimberly A. Gilmour Hearing Site: Boca Raton, FL | ||
| 20-02154 | 01/26/2021 | Claimant(s): James Regitz Jr. Claimant Lawyers(s): Harris Freedman Respondent(s): FSC Securities Corporation Respondent Lawyers(s): Chad Weaver Arbitrator(s): Michael Harrison Hearing Site: Los Angeles, CA | ||
| 20-00424 | 12/29/2020 | Claimant(s): Dean Nowak Claimant Lawyers(s): Harris Freedman Respondent(s): Summit Brokerage Services. Respondent Lawyers(s): Benjamin J. Biard Arbitrator(s): Gayle B. Carlson Hearing Site: Orlando, FL | ||
| 20-01453 | 12/15/2020 | Claimant(s): Christopher Facka Claimant Lawyers(s): Harris Freedman Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Patricia E. Cowart Arbitrator(s): Mark A Bilawsky Hearing Site: Boca Raton, FL |