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FINRA Awards for Harris Freedman

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Displaying 121-130 out of 187 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0110202/10/2021Claimant(s): James Kirwan
Claimant Lawyers(s): Harris Freedman
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Mary Margaret Bush
Hearing Site: San Francisco, CA
20-0214701/29/2021Claimant(s): Jason Stephens
Claimant Lawyers(s): Harris Freedman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Kimberly J. Gustafson
Arbitrator(s): Kimberly A. Gilmour
Hearing Site: Boca Raton, FL
20-0215401/26/2021Claimant(s): James Regitz Jr.
Claimant Lawyers(s): Harris Freedman
Respondent(s): FSC Securities Corporation
Respondent Lawyers(s): Chad Weaver
Arbitrator(s): Michael Harrison
Hearing Site: Los Angeles, CA
20-0042412/29/2020Claimant(s): Dean Nowak
Claimant Lawyers(s): Harris Freedman
Respondent(s): Summit Brokerage Services.
Respondent Lawyers(s): Benjamin J. Biard
Arbitrator(s): Gayle B. Carlson
Hearing Site: Orlando, FL
20-0145312/15/2020Claimant(s): Christopher Facka
Claimant Lawyers(s): Harris Freedman
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Mark A Bilawsky
Hearing Site: Boca Raton, FL
20-0105811/22/2020Claimant(s): Dean Nowak
Claimant Lawyers(s): Harris Freedman
Respondent(s): Summit Brokerage Services.
Respondent Lawyers(s): Benjamin J. Biard
Arbitrator(s): John P. Cullem
Hearing Site: Orlando, FL
20-0015311/20/2020Claimant(s): Steven Holland
Claimant Lawyers(s): Harris Freedman
Respondent(s): Aragon Financial Services., Veritrust Financial
Respondent Lawyers(s): Edgar Brown, Reza Mohammad Bidgoli
Arbitrator(s): Darryl C. Wilson
Hearing Site: Tampa, FL
20-0044811/17/2020Claimant(s): Frankie Brin
Claimant Lawyers(s): Harris Freedman
Respondent(s): High Mark Securities.
Respondent Lawyers(s): Kenneth R. Wiseman
Arbitrator(s): John P. Cullem
Hearing Site: Orlando, FL
20-0112611/12/2020Claimant(s): Riad Shanawany
Claimant Lawyers(s): Harris Freedman
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Robert Lawrence Ostrov
Hearing Site: Boca Raton, FL
20-0022311/04/2020Claimant(s): Robert Overall
Claimant Lawyers(s): Harris Freedman
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Stacey Schmidt
Arbitrator(s): Thomas Joseph Atkinson
Hearing Site: Orlando, FL

187 Results

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