Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-01375 | 11/23/2020 | Claimant(s): Steven Howell Claimant Lawyers(s): Stephan Louviere Respondent(s): AXA Advisors Respondent Lawyers(s): Kevin W. Brooks Arbitrator(s): Harvey R. Linder Hearing Site: Atlanta, GA | ||
| 20-01544 | 11/13/2020 | Claimant(s): John Halterman Claimant Lawyers(s): Stephan Louviere Respondent(s): Parkland Securities Respondent Lawyers(s): Randolph F. Pistor Arbitrator(s): Edward Blumstein Hearing Site: Charleston, WV | ||
| 20-01199 | 10/29/2020 | Claimant(s): Kevin Mcbarron Claimant Lawyers(s): Stephan Louviere Respondent(s): Sagepoint Financial., SII Investments. Respondent Lawyers(s): Eric A. Michaels, James V. Noblett Arbitrator(s): Kimberly A. Gilmour Hearing Site: Boca Raton, FL | ||
| 19-01774 | 09/25/2020 | Claimant(s): Michael Stevens, Michael Stevens IRA Claimant Lawyers(s): Stephan Louviere Respondent(s): LPL Financial LLC, Securities Service Network Respondent Lawyers(s): Christopher G. Lazirini, Jon D. Kaplon Arbitrator(s): David S. Eisenberg, Roger A. Geddes, Kenneth L. Mann Hearing Site: Phoenix, AZ |  | $0 |
| 19-03274 | 04/20/2020 | Claimant(s): Robert Franskousky Claimant Lawyers(s): Stephan Louviere Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Kimberly J. Gustafson Arbitrator(s): Louis David Huss Hearing Site: Jacksonville, FL | ||
| 19-01944 | 04/02/2020 | Claimant(s): Gregory Pinto Claimant Lawyers(s): Stephan Louviere Respondent(s): MML Investors Services Respondent Lawyers(s): William P. Thornton Arbitrator(s): John Francis Markuns Hearing Site: Boston, MA | ||
| 19-02859 | 03/31/2020 | Claimant(s): Kevin Burkart Claimant Lawyers(s): Stephan Louviere Respondent(s): Signator Investors. Respondent Lawyers(s): James Noblett Arbitrator(s): John P. Cullem Hearing Site: Tampa, FL | ||
| 19-02223 | 02/24/2020 | Claimant(s): Andrew Rocco Claimant Lawyers(s): Stephan Louviere Respondent(s): MML Investors Services Respondent Lawyers(s): William P. Thornton Arbitrator(s): Samuel H. Chorches Hearing Site: Manchester, NH | ||
| 19-02017 | 02/14/2020 | Claimant(s): Brent Pine Claimant Lawyers(s): Stephan Louviere Respondent(s): Voya Financial Advisors. Respondent Lawyers(s): Christina Z. Vourakis Arbitrator(s): Roger A. Geddes Hearing Site: Phoenix, AZ | ||
| 19-01500 | 12/30/2019 | Claimant(s): David Henry Claimant Lawyers(s): Stephan Louviere Respondent(s): Thrivent Investment Management Inc. Respondent Lawyers(s): Tim Meehan Arbitrator(s): Philip J. Glick Hearing Site: Chicago, IL |