| 13-02435 | 08/05/2015 | Claimant(s): Jon Deusenberry
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Angela A. Turiano
Arbitrator(s): Morris S. Getzels, Mary M. O'Neil, Noel Harvey Applebaum
Hearing Site: Los Angeles, CA
|  | Expungement |
| 13-03588 | 07/31/2015 | Claimant(s): Georgianna Gimbel, John Gimbel
Claimant Lawyers(s): Robert J. Pearl
Respondent(s): Christopher Seebeck, Cynthia Smith, Lawrence Green, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Bradley B Rounsville
Arbitrator(s): Monica I. Salis, Monroe Mitchel, Mervyn A. Feinstein
Hearing Site: Boca Raton, FL
| | Expungement |
| 14-03340 | 07/15/2015 | Claimant(s): Anthony Caggiano
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Regina Pepe Martorana
Arbitrator(s): Lise Gabrielle Hunter, Roger L Gavan, Alan Gradzki
Hearing Site: New York, NY
| | Expungement |
| 13-03120 | 06/22/2015 | Claimant(s): Article 2-B U/W Frank J Gatto Trust, Article 2-A U/W Frank J Gatto Trust
Claimant Lawyers(s): William B. Young
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joelle A. Simms
Arbitrator(s): Howard D. Jacob, Sam Antar, Howard A. Baker
Hearing Site: New York, NY
| | Expungement |
| 14-03080 | 06/19/2015 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jason E. Murtagh
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Richard M. Norman
Hearing Site: Los Angeles, CA
| | |
| 13-01524 | 06/17/2015 | Claimant(s): Edmund Blickle
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Angela A. Turiano
Arbitrator(s): Caryl S. Bernstein, Edward J. Gutman, Jane Kwok Ping Tam
Hearing Site: Baltimore, MD
| | Expungement |
| 11-02334 | 06/09/2015 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jeffrey M. Csercsevits
Respondent(s): Brian McCafferty
Respondent Lawyers(s): Dan Druz
Arbitrator(s): Alan Shaw, Edith M. Novack, David Morris Weiss
Hearing Site: Newark, NJ
| | |
| 13-01022 | 06/02/2015 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Carole Miller
Respondent(s): Derek Greeff
Respondent Lawyers(s): Steven R. Young
Arbitrator(s): Morris S. Getzels, Robert Dean McKinley, Anita Rae Shapiro
Hearing Site: Los Angeles, CA
| | |
| 14-03322 | 06/01/2015 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Monica M. Littman
Respondent(s): Phillip Conley
Respondent Lawyers(s): Phillip Wayne Conley
Arbitrator(s): G. Daniel Carney
Hearing Site: Pittsburgh, PA
| | |
| 14-03281 | 05/26/2015 | Claimant(s): Theodore Longo
Claimant Lawyers(s): W. Preston Martin
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jill M. Del Monico
Arbitrator(s): Frederick H. Bruce
Hearing Site: New Orleans, LA
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