23-02813 | 06/07/2024 | Claimant(s): Brian Arezzo Claimant Lawyers(s): Brian Luther Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): Geoffrey A. Drucker Hearing Site: Washington, DC
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23-01890 | 05/02/2024 | Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Michael R. Greco Respondent(s): Erico Galvez, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Andrea Peraner-Sweet, Rachael L. Carp Arbitrator(s): Robert L. Chase, David J. Kaufman, David S. Godkin Hearing Site: Augusta, ME
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22-02215 | 04/26/2024 | Claimant(s): Gilda Scharf for her IRA, Stanley Scharf for his IRA, Stanley Scharf and Gilda Scharf Claimant Lawyers(s): Steven D. Toskes Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Keith Olin Arbitrator(s): Seth L. Finkel, Edward R. Niederriter, Carolyn E. Moore Hearing Site: Boca Raton, FL
| | Expungement |
23-02992 | 04/10/2024 | Claimant(s): Douglas Breitenbach Claimant Lawyers(s): Michael Davis Hoenig Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): Michael L. Fortney Hearing Site: Cleveland, OH
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23-01519 | 04/08/2024 | Claimant(s): Stephen Ridge Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Elena D. Marcuss Arbitrator(s): Richard E. Lauziere Hearing Site: Baltimore, MD
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23-02834 | 04/08/2024 | Claimant(s): Melissa Devolve Claimant Lawyers(s): Everett Pritchard Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Katelyn H. Wilson Arbitrator(s): Michael J Norton Hearing Site: Denver, CO
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23-01176 | 03/22/2024 | Claimant(s): Matthew Larson Claimant Lawyers(s): Craig A. Riha Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Katelyn H. Wilson Arbitrator(s): Anna M. Fanelli Hearing Site: New York, NY
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23-01293 | 03/15/2024 | Claimant(s): Nico Sethi Claimant Lawyers(s): Everett Pritchard Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): George Forest Bingham Hearing Site: Philadelphia, PA
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23-02693 | 03/12/2024 | Claimant(s): George Were Obama Claimant Lawyers(s): Thomas Nealy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Tara LaClair Arbitrator(s): Harry G. Mason Hearing Site: Atlanta, GA
| | Dismissed by Rule 12212© |
23-01923 | 02/27/2024 | Claimant(s): John Westmoreland Claimant Lawyers(s): Peter S. Fruin Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Katelyn H. Wilson Arbitrator(s): Michael J. Ahlstrom Hearing Site: Atlanta, GA
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